National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-79234 | Nov 3, 2016 | SR-BatsEDGA-2016-23 | Bats EDGA Exchange, Inc. (BatsEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend EDGA Rule 2.5, Restrictions, Regarding Members and Associated Persons of Members Who Are or Become Subject to a Statutory Disqualification See Also - Exhibit 5 |
| 34-79150 | Oct 25, 2016 | SR-BatsEDGA-2016-22 | Bats EDGA Exchange, Inc. (BatsEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to EDGA Rule 11.11, Routing to Away Trading Centers See Also - Exhibit 5 |
| 34-78799 | Sep 9, 2016 | SR-BatsEDGA-2016-21 | Bats EDGA Exchange, Inc. (BatsEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.21(b) Regarding the Data Collection Requirements of the Regulation NMS Plan To Implement a Tick Size Pilot Program See Also - Exhibit 5, Exemptive Letter |
| 34-78763 | Sep 2, 2016 | SR-BatsEDGA-2016-15 | Bats EDGA Exchange, Inc. (BatsEDGA) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Exchange Rule 11.21 To Describe Changes to System Functionality Necessary To Implement the Regulation NMS Plan To Implement a Tick Size Pilot Program View Received Comments See Also - Exhibit 5, Rel. No. 34-78330 |
| 34-78748 | Sep 1, 2016 | SR-BatsEDGA-2016-20 | Bats EDGA Exchange, Inc. (BatsEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees See Also - Exhibit 5 |
| 34-78636 | Aug 22, 2016 | SR-BatsEDGA-2016-19 | Bats EDGA Exchange, Inc. (BatsEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 13.8, EDGA Book Feeds, To Adopt a New Market Data Product Known as EDGA Summary Depth See Also - Exhibit 5 |
| 34-78536 | Aug 10, 2016 | SR-BatsEDGA-2016-18 | Bats EDGA Exchange, Inc. (BatsEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Logical Port Fees See Also - Exhibit 5 |
| 34-78459 | Aug 2, 2016 | SR-BatsEDGA-2016-17 | Bats EDGA Exchange, Inc. (BatsEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reflect the Dissolution of One of the Exchange's Intermediate Holding Companies, Direct Edge Holdings LLC See Also - Exhibit 5a, Exhibit 5b, Exhibit 5c, Exhibit 5d, Exhibit 5e |
| 34-78330 | Jul 14, 2016 | SR-BatsEDGA-2016-15 | Bats EDGA Exchange, Inc. (BatsEDGA) | Notice of Filing of a Proposed Rule Change To Adopt Paragraph (c) to Exchange Rule 11.21 To Describe Changes to System Functionality Necessary To Implement the Regulation NMS Plan To Implement a Tick Size Pilot Program View Received Comments See Also - Exhibit 5 |
| 34-78314 | Jul 13, 2016 | SR-BatsEDGA-2016-16 | Bats EDGA Exchange, Inc. (BatsEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to EDGA Rule 13.4(a), Stating It Will Utilize IEX Market Data From the CQS/UQDF for Purposes of Order Handling, Routing, and Related Compliance Processes See Also - Exhibit 5 |