National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-79269 | Nov 8, 2016 | SR-BatsBYX-2016-29 | Bats BYX Exchange, Inc. (BatsBYX) | Notice of Filing of a Proposed Rule Change in Connection With the Proposed Corporate Transaction Involving Bats Global Markets, Inc. and CBOE Holdings, Inc. See Also - Exhibit 5A, Exhibit 5B, Exhibit 5C, Exhibit 5D, Exhibit 5E, Exhibit 5F, Exhibit 5G, Exhibit 5H |
| 34-79233 | Nov 3, 2016 | SR-BatsBYX-2016-28 | Bats BYX Exchange, Inc. (BatsBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BYX Rule, 2.5, Restrictions, Regarding Members and Associated Persons of Members Who Are or Become Subject to a Statutory Disqualification |
| 34-79148 | Oct 25, 2016 | SR-BatsBYX-2016-27 | Bats BYX Exchange, Inc. (BatsBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BYX Rule 11.13, Order Execution and Routing See Also - Exhibit 5 |
| 34-78795 | Sep 9, 2016 | SR-BatsBYX-2016-25 | Bats BYX Exchange, Inc. (BatsBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.27(b) Regarding the Data Collection Requirements of the Regulation NMS Plan To Implement a Tick Size Pilot Program See Also - Exhibit 5, Exemptive Letter |
| 34-78766 | Sep 2, 2016 | SR-BatsBYX-2016-17 | Bats BYX Exchange, Inc. (BatsBYX) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Exchange Rule 11.27 To Describe Changes to System Functionality Necessary To Implement the Regulation NMS Plan To Implement a Tick Size Pilot Program View Received Comments See Also - Exhibit 5, Rel. No. 34-78333 |
| 34-78747 | Sep 1, 2016 | SR-BatsBYX-2016-23 | Bats BYX Exchange, Inc. (BatsBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of Bats BYX Exchange, Inc. See Also - Exhibit 5 |
| 34-78631 | Aug 22, 2016 | SR-BatsBYX-2016-21 | Bats BYX Exchange, Inc. (BatsBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.22, Data Products, To Adopt a New Market Data Product Known as BYX Summary Depth See Also - Exhibit 5 |
| 34-78542 | Aug 11, 2016 | SR-BatsBYX-2016-20 | Bats BYX Exchange, Inc. (BatsBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Logical Port Fees See Also - Exhibit 5 |
| 34-78456 | Aug 2, 2016 | SR-BatsBYX-2016-19 | Bats BYX Exchange, Inc. (BatsBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reflect the Dissolution of One of the Exchange's Intermediate Holding Companies, Direct Edge Holdings LLC See Also - Exhibit 5 |
| 34-78333 | Jul 14, 2016 | SR-BatsBYX-2016-17 | Bats BYX Exchange, Inc. (BatsBYX) | Notice of Filing of a Proposed Rule Change To Amend Exchange Rule 11.27 To Describe Changes to System Functionality Necessary To Implement the Regulation NMS Plan To Implement a Tick Size Pilot Program View Received Comments See Also - Exhibit 5 |