National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-97464 | May 9, 2023 | SR-BX-2023-010 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Section 118 Comments Due: June 5, 2023 See Also - Exhibit 5 Submit a Comment on SR-BX-2023-010
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| 34-97290 | Apr 12, 2023 | SR-BX-2023-008 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Schedule of Fees and Credits at Equity 7, Section 118 Comments Due: May 6, 2023 See Also - Exhibit 5 |
| 34-97160 | Mar 20, 2023 | SR-BX-2023-007 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Equity 4, Rule 4120 To Establish Common Criteria and Procedures for Halting and Resuming Trading in Equity Securities in the Event of Regulatory or Operational Issues, Reorganize the Text of the Rule, and Make Conforming Changes to Related Rules Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-97109 | Mar 10, 2023 | SR-BX-2023-006 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 2 Regarding PRISM Pricing Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-96968 | Feb 23, 2023 | SR-BX-2023-005 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 2, BX Options Market-Fees and Rebates Comments Due: March 22, 2023 See Also - Exhibit 5 |
| 34-96486 | Dec 13, 2022 | SR-BX-2022-025 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Address an Erroneous Reference in Equity 4, Rule 4780(e) Comments Due: January 9, 2023 See Also - Exhibit 5 |
| 34-96422 | Dec 1, 2022 | SR-BX-2022-024 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Definition of Short Term Option Series Comments Due: December 28, 2022 See Also - Exhibit 5 |
| 34-96396 | Nov 28, 2022 | SR-BX-2022-023 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees Comments Due: December 23, 2022 See Also - Exhibit 5 |
| 34-96330 | Nov 16, 2022 | SR-BX-2022-022 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule BX Equity 6, Section 5 To Provide Participants With Additional Optional Settings Comments Due: December 13, 2022 View Received Comments See Also - Exhibit 5 |
| 34-96212 | Nov 2, 2022 | SR-BX-2022-021 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Temporarily Waive Certain Port-Related Fees at Equity 7, Section 115 and Equity 7, Section 130 Comments Due: November 29, 2022 See Also - Exhibit 5 |