National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-99265 | Jan 2, 2024 | SR-MEMX-2023-40 | MEMX LLC (MEMX) | Notice of Withdrawal of Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail Submit a Comment on SR-MEMX-2023-40
|
| 34-99261 | Jan 2, 2024 | SR-MEMX-2023-42 | MEMX LLC (MEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule to Extend the Membership Fee Waiver Comments Due: January 29, 2024 See Also - Exhibit 5 |
| 34-99259 | Jan 2, 2024 | SR-MEMX-2023-38 | MEMX LLC (MEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule to Establish an Options Regulatory Fee (“ORF”) Comments Due: January 29, 2024 See Also - Exhibit 5 |
| 34-99257 | Dec 29, 2023 | SR-MEMX-2023-40 | MEMX LLC (MEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail Comments Due: January 29, 2024 See Also - Exhibit 5 |
| 34-99252 | Dec 28, 2023 | SR-MEMX-2023-37 | MEMX LLC (MEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Rules to Accommodate the Listing of Options Series that Would Expire at the Close of Business on the Last Business Day of a Calendar Month (“Monthly Options Ser Comments Due: January 25, 2024 See Also - Exhibit 5 |
| 34-99211 | Dec 20, 2023 | SR-MEMX-2023-35 | MEMX LLC (MEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Short Term Option Series Program Comments Due: January 17, 2024 See Also - Exhibit 5 |
| 34-99112 | Dec 7, 2023 | SR-MEMX-2023-31 | MEMX LLC (MEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule to Adopt a Temporary Options Regulatory Fee Comments Due: January 3, 2024 See Also - Exhibit 5 |
| 34-99100 | Dec 6, 2023 | SR-MEMX-2023-32 | MEMX LLC (MEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Fee Schedule Comments Due: January 2, 2024 See Also - Exhibit 5 |
| 34-99095 | Dec 6, 2023 | SR-MEMX-2023-25 | MEMX LLC (MEMX) | Notice of Withdrawal of a Proposed Rule Change to Amend the Exchange's Fee Schedule to Establish an Options Regulatory Fee Comments Due: by December 21, 2023.. Rebuttal comments should be submitted on or before January 4, 2024. |
| 34-99017 | Nov 24, 2023 | SR-MEMX-2023-25 | MEMX LLC (MEMX) | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend its Fee Schedule to Establish an Options Regulatory Fee Comments Due: by December 21, 2023. Rebuttal Comments should be submitted on or before December 21, 2023. |