National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-96744 | Jan 24, 2023 | SR-BOX-2023-04 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Limited Liability Company Agreement, in Connection With the Name Change of Unit Holder and Make Conforming Changes to the Amended and Restated Limited Liability Company Agreement of Its Facility BOX Market LLC Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5a, Exhibit 5b Submit a Comment on SR-BOX-2023-04
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| 34-96723 | Jan 20, 2023 | SR-BOX-2023-03 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish a New Service and Related Fees for Use of the BOX Options Market LLC ("BOX") Trade Management System Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-96502 | Dec 15, 2022 | SR-BOX-2022-31 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend IM-8050-3 To Establish Functionality That Will Reject Market Maker Quotes When Those Quotes Would Otherwise Lock or Cross the National Best Bid or Offer Comments Due: January 11, 2023 See Also - Exhibit 5 |
| 34-96355 | Nov 18, 2022 | SR-BOX-2022-29 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend IM-5050-6 (Short Term Option Series Program) Comments Due: December 16, 2022 See Also - Exhibit 5 |
| 34-96234 | Nov 4, 2022 | SR-BOX-2022-28 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility To Amend Certain Fees and Rebates for Qualified Contingent Cross Transactions Comments Due: December 1, 2022 See Also - Exhibit 5 |
| 34-96225 | Nov 3, 2022 | SR-BOX-2022-27 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Allow Electronic Multi-Leg Orders on BOX Comments Due: November 30, 2022 See Also - Exhibit 5 |
| 34-95961 | Sep 30, 2022 | SR-BOX-2022-19 | BOX Exchange LLC (BOX) | Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Article 4 of the Exchange's Bylaws To Establish a Staggered Board Comments Due: 21 days after publication in the Federal Register View Received Comments |
| 34-95446 | Aug 9, 2022 | SR-BOX-2022-19 | BOX Exchange LLC (BOX) | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend Article 4 of the Exchange's Bylaws To Establish a Staggered Board Comments Due: 21 days after publication in the Federal Register View Received Comments |
| 34-95430 | Aug 4, 2022 | SR-BOX-2022-24 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility To Establish Section IV.D.2 ("Strategy QCC Transactions") Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-95414 | Aug 3, 2022 | SR-BOX-2022-23 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend IM-2040-5 To Add the Firm Element Component to the Continuing Education Requirement, and Make Other Conforming and Clerical Updates to IM-2040-4 and Delete IM 2020-1 Comments Due: 21 days after publication in the Federal Register |