National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-60001 | May 29, 2009 | SR-NYSEAmex-2009-21 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 123E To Be More Consistent With the Exchange's Current Designated Market Maker System |
| 34-59997 | May 28, 2009 | SR-NYSEAmex-2009-20, SR-NYSE-2009-50 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Relating to Comparison of Executed Transactions |
| 34-59956 | May 21, 2009 | SR-NYSEAmex-2009-15 | NYSE Amex (NYSEAmex) | Order Exposure Requirements To Reduce the Exposure Periods From Three Seconds to One Second See Also - Rel. No. 34-59825 |
| 34-59939 | May 19, 2009 | SR-NYSEAmex-2009-17 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Revising Rules Governing the Use of Telephones on the Options Trading Floor |
| 34-59883 | May 7, 2009 | SR-NYSEAmex-2009-16 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Making Certain Amendments to Its Price List |
| 34-59834 | Apr 28, 2009 | SR-NYSEAmex-2009-14 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rules 1000, 60 and 123C To Be More Consistent With the Trading Characteristics of Securities Traded on NYSE Amex |
| 34-59825 | Apr 27, 2009 | SR-NYSEAmex-2009-15 | NYSE Amex (NYSEAmex) | Notice of Filing of Proposed Rule Change by NYSE Amex LLC Amending Rule 935NY-Order Exposure Requirements See Also - Rel. No. 34-59956 |
| 34-59816 | Apr 23, 2009 | SR-NYSEAmex-2009-13 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rules 15 and 123C Regarding the Operation of Its NYSE Amex Order Imbalance Information Service To Modify the Reference Price at Which the Exchange Reports the Order Imbalance Information and Clarify What Information Is Included and Excluded From the Order Imbalance Information Reports |
| 34-59799 | Apr 20, 2009 | SR-NYSEAmex-2009-07 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rules 13, 902, 903, 904, 905 and 906 To Eliminate Certain Order Types From the Off-Hours Trading Facility |
| 34-59778 | Apr 16, 2009 | SR-NYSEAmex-2009-12 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC To Adopt a Policy Relating to Its Treatment of Trade Reports That It Determines To Be Inconsistent With the Prevailing Market |