National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-84567 | Nov 9, 2018 | SR-CboeEDGX-2018-054 | Cboe EDGX Exchange, Inc. (CboeEDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Modify its Fee Schedule See Also - Exhibit 5 |
| 34-84481 | Oct 24, 2018 | SR-CboeEDGX-2018-037 | Cboe EDGX Exchange, Inc. (CboeEDGX) | Notice of Filing of a Proposed Rule Change To Permit the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options on a Pilot Basis See Also - Exhibit 5 |
| 34-84442 | Oct 17, 2018 | SR-CboeEDGX-2018-047 | Cboe EDGX Exchange, Inc. (CboeEDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Cboe EDGX Exchange, Inc. See Also - Exhibit 5 |
| 34-84431 | Oct 16, 2018 | SR-CboeEDGX-2018-046 | Cboe EDGX Exchange, Inc. (CboeEDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Cboe EDGX Exchange, Inc. |
| 34-84403 | Oct 11, 2018 | SR-CboeEDGX-2018-042 | Cboe EDGX Exchange, Inc. (CboeEDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce Equities Purge Ports To (1) Establish Purge Ports for Equities Trading and Amend the Interpretations and Policies to Rule 11.10, Order Execution, To Reflect the Proposed Purge Ports, and (2) Modify the Fee Schedule Applicable To the Exchange's Equities Platform ("EDGX Equities") to Identify and To Set Fees for Purge Ports See Also - Exhibit 5a, Exhibit 5b |
| 34-84393 | Oct 10, 2018 | SR-CboeEDGX-2018-043 | Cboe EDGX Exchange, Inc. (CboeEDGX) | Notice of Filing of a Proposed Rule Change To Amend the Exchange's Rulebook To Allow the Post Only Order Instruction on Complex Orders That Route to Its Electronic Book for Trading Options View Received Comments See Also - Exhibit 5 |
| 34-84327 | Oct 1, 2018 | SR-CboeEDGX-2018-041 | Cboe EDGX Exchange, Inc. (CboeEDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a New Order Type Called the MidPoint Discretionary Order ("MDO") Under Paragraph (g) of Exchange Rule 11.8 and To Amend the Definition of the Super Aggressive Instruction Under Paragraph (n)(2) of Exchange Rule 11.6 See Also - Exhibit 5 |
| 34-84299 | Sep 27, 2018 | SR-CboeEDGX-2018-035 | Cboe EDGX Exchange, Inc. (CboeEDGX) | Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 1 and 3, To Permit the Listing and Trading of Options That Overlie the Mini-SPX Index and the Russell 2000 Index View Received Comments |
| 34-84167 | Sep 17, 2018 | SR-CboeEDGX-2018-040 | Cboe EDGX Exchange, Inc. (CboeEDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Relating to Categories of Registration and Respective Qualification Examinations Required for Members That Engage in Trading Activities on the Exchange See Also - Exhibit 5 |
| 34-84011 | Aug 31, 2018 | SR-CboeEDGX-2018-038 | Cboe EDGX Exchange, Inc. (CboeEDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Expand the Types of Messages That Users May Submit Into Bulk Order Ports See Also - Exhibit 5 |