National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-60176 | Jun 25, 2009 | SR-NYSEAmex-2009-30 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC To Extend Through September 30, 2009, Its Waiver of Registered Representative Fees for New York Stock Exchange Member Organizations |
| 34-60151 | Jun 19, 2009 | SR-NYSEAmex-2009-29 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Include Floor Broker Agency Interest Containing Pegging and/or Discretionary Instructions, Eligible for Execution in the Closing Transaction, in the NYSE Amex Order Imbalance Information Datafeed Disseminated Prior to the Closing Transaction |
| 34-60140 | Jun 18, 2009 | SR-NYSEAmex-2009-27 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to WAIT Modifiers, PNP Plus Orders, and Attributable Orders |
| 34-60139 | Jun 18, 2009 | SR-NYSEAmex-2009-18 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 124 To Clarify the Pricing Methodology for the Odd-Lot Portion of a Part of a Round-Lot Order; Clarify the Systems Capable of Accepting PRL Orders; and Clarify the Systems Capable of Accepting a Good Til Cancelled Order During the Implementation of Exchange System Enhancements |
| 34-60123 | Jun 17, 2009 | SR-NYSEAmex-2009-28 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Available Without Charge the NYSE Amex OpenBookTM |
| 34-60122 | Jun 17, 2009 | SR-NYSEAmex-2009-26 | NYSE Amex (NYSEAmex) | Notice of Filing of Proposed Rule Change to Charge a $500 Monthly Fee to Recipients of the NYSE Amex Order Imbalance Information Datafeed See Also - Rel. No. 34-60385 |
| 34-60117 | Jun 16, 2009 | SR-NYSEAmex-2009-25 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Schedule of Fees and Charges for Exchange Services by Adding a Ratio Threshold Fee |
| 34-60077 | Jun 9, 2009 | SR-NYSEAmex-2009-22 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Rule Change by NYSE Amex, Inc. Implementing Schedule of Fees and Charges for Exchange Services |
| 34-60055 | Jun 5, 2009 | SR-NYSEAmex-2009-24 | NYSE Amex (NYSEAmex) | Notice of Filing of a Proposed Rule Change Amending Rule 70.25 To Permit All Available Contra-side Liquidity To Trigger the Execution of a d-Quote See Also - Rel. No. 34-60252 |
| 34-60015 | Jun 1, 2009 | SR-NYSEAmex-2009-19 | NYSE Amex (NYSEAmex) | Notice of Filing of Proposed Rule Change To Adopt Rules To Implement the Options Order Protection and Locked/Crossed Market Plan See Also - Rel. No. 34-60526 |