National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-74016 | Jan 8, 2015 | SR-BOX-2015-01 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IM-5050-6 to BOX Rule 5050 (Short Term Option Series Program) See Also - Exhibit 5 |
| 34-73878 | Dec 18, 2014 | SR-BOX-2014-28 | BOX Exchange LLC (BOX) | Notice of Filing of Proposed Rule Change To Adopt New Rule 7300 To Allow the Exchange To Trade Preferenced Orders |
| 34-73831 | Dec 12, 2014 | SR-BOX-2014-27 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Interpretive Material to Rule 7150 (Price Improvement Period "PIP") and Interpretive Material to Rule 7245 (Complex Order Price Improvement Period "COPIP") To Extend the Pilot Period That Permit the Exchange To Have No Minimum Size Requirement for Orders Entered Into the PIP and COPIP Until July 18, 2015 See Also - Exhibit 5 |
| 34-73822 | Dec 11, 2014 | SR-BOX-2014-29 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend, Through June 30, 2015, the Pilot Program That Permits Certain Classes To Be Quoted in Penny Increments ("Penny Pilot Program") See Also - Exhibit 5 |
| 34-73753 | Dec 5, 2014 | SR-BOX-2014-26 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adjust the Fees and Credits for Complex Orders Executed Against Orders on the BOX Book See Also - Exhibit 5 |
| 34-73547 | Nov 6, 2014 | SR-BOX-2014-25 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC ("BOX") Options Facility See Also - Exhibit 5 |
| 34-73397 | Oct 21, 2014 | SR-BOX-2014-24 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC ("BOX") Options Facility See Also - Exhibit 5 |
| 34-73314 | Oct 7, 2014 | SR-BOX-2014-23 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Programs That Permit the Exchange To Have No Minimum Size Requirement for Orders Entered Into the PIP ("PIP Pilot Program") and COPIP ("COPIP Pilot Program") Until December 18, 2014 See Also - Exhibit 5 |
| 34-73215 | Sep 25, 2014 | SR-BOX-2014-21 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding the Short Term Option Series Program See Also - Exhibit 5 |
| 34-72992 | Sep 4, 2014 | SR-BOX-2014-20 | BOX Exchange LLC (BOX) | Notice of Filing of Proposed Rule Change To Amend Interpretative Material to Rule 5050 (Series of Options Contracts Open for Trading) To Allow $1 or Greater Strike Price Intervals for Options on the SPDR S&P 500 Exchange Traded Fund ("SPY") and the SPDR Dow Jones Industrial Average Exchange Traded Fund ("DIA") See Also - Exhibit 5 |