National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-85200 | Feb 26, 2019 | SR-CboeEDGX-2019-005 | Cboe EDGX Exchange, Inc. (CboeEDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 20.6 To Apply the Obvious Error Rule to Stock-Option Orders, and To Amend Rules 21.1(d) and 21.20 To Add Qualified Contingent Cross With Stock Order Functionality |
| 34-85180 | Feb 22, 2019 | SR-CboeEDGX-2018-043 | Cboe EDGX Exchange, Inc. (CboeEDGX) | Notice of Deemed Approval of a Proposed Rule Change, as Modified by Amendments No. 1 and 2, To Allow the Post Only Order Instruction on Complex Orders View Received Comments |
| 34-85182 | Feb 22, 2019 | SR-CboeEDGX-2018-037 | Cboe EDGX Exchange, Inc. (CboeEDGX) | Notice of Deemed Approval of a Proposed Rule Change To Permit the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options on a Pilot Basis |
| 34-85130 | Feb 14, 2019 | SR-CboeEDGX-2019-004 | Cboe EDGX Exchange, Inc. (CboeEDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule as It Relates to Pricing for the Use of Certain Routing Strategies See Also - Exhibit 5 |
| 34-85103 | Feb 11, 2019 | SR-CboeEDGX-2019-001 | Cboe EDGX Exchange, Inc. (CboeEDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Exchange's Ninth Amended and Restated Bylaws (the "Exchange Bylaws") the Fourth Amended and Restated Bylaws (the "Parent Bylaws") of Its Parent Corporation, Cboe Global Markets, Inc. ("Cboe" or the "Parent") See Also - Exhibit 5a, Exhibit 5b |
| 34-85078 | Feb 8, 2019 | SR-CboeEDGX-2019-002 | Cboe EDGX Exchange, Inc. (CboeEDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule Applicable to Its Equities Trading Platform ("EDGX Equities") To Introduce a "Cross-Asset Volume Tier" See Also - Exhibit 5 |
| 34-84992 | Jan 28, 2019 | SR-CboeEDGX-2018-049 | Cboe EDGX Exchange, Inc. (CboeEDGX) | Notice of Withdrawal of a Proposed Rule Change To Adopt Complex Reserve Order Functionality |
| 34-84929 | Dec 21, 2018 | SR-CboeEDGX-2018-060 | Cboe EDGX Exchange, Inc. (CboeEDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Discontinue Bulk Order Functionality and Implement Bulk Message Functionality, and Make Other Nonsubstantive Changes See Also - Exhibit 5 |
| 34-84946 | Dec 21, 2018 | SR-CboeEDGX-2018-061 | Cboe EDGX Exchange, Inc. (CboeEDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.5, Minimum Increments, To Extend the Penny Pilot Program See Also - Exhibit 5 |
| 34-84868 | Dec 19, 2018 | SR-CboeEDGX-2018-049 | Cboe EDGX Exchange, Inc. (CboeEDGX) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt Complex Reserve Order Functionality |