National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-85925 | May 23, 2019 | SR-NYSEAMER-2019-19 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 967NY See Also - Exhibit 5 |
| 34-85919 | May 22, 2019 | SR-NYSEAMER-2019-20 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Independence Policy of the Board of Directors of the Exchange See Also - Exhibit 5 |
| 34-85875 | May 16, 2019 | SR-NYSEAMER-2019-17 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Rule 961 and Conforming Changes to Rules 933NY and 995NY Governing the Give Up of a Clearing Broker See Also - Exhibit 3a, Exhibit 3b, Exhibit 5 |
| 34-85874 | May 16, 2019 | SR-NYSEAmer-2019-18 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Allow $1 Strike Price Intervals Above $200 on Options on the QQQ and IWM Exchange-Traded Funds See Also - Exhibit 5 |
| 34-85731 | Apr 26, 2019 | SR-NYSEAMER-2019-16 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.11E, Limit Up-Limit Down Plan and Trading Pauses in Individual Securities Due to Extraordinary Market Volatility See Also - Exhibit 5 |
| 34-85617 | Apr 11, 2019 | SR-NYSEAMER-2019-12 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot for Certain Options Market Rules That Are Linked to the Equity Market Plan To Address Extraordinary Market Volatility See Also - Exhibit 5 |
| 34-85628 | Apr 11, 2019 | SR-NYSEAMER-2018-39 | NYSE American LLC (NYSEAMER) | Notice of Filing of Amendment No. 2 to Proposed Rule Change To Allow Flexible Exchange Equity Options To Be Cash Settled Where the Underlying Security Is a Specified Exchange-Traded Fund See Also - Exhibit 5 |
| 34-85584 | Apr 10, 2019 | SR-NYSEAMER-2019-10 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE American Options Fee Schedule See Also - Exhibit 5 |
| 34-85564 | Apr 9, 2019 | SR-NYSEAMER-2019-14 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to Rule 7.12E, Trading Halts Due to Extraordinary Market Volatility See Also - Exhibit 5 |
| 34-85563 | Apr 9, 2019 | SR-NYSEAMER-2019-11 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10E, Clearly Erroneous Executions See Also - Exhibit 5 |