National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-75916 | Sep 14, 2015 | SR-BOX-2015-31 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Principles-Based Approach To Prohibit the Misuse of Material Nonpublic Information by Market Makers See Also - Exhibit 5 |
| 34-75828 | Sep 3, 2015 | SR-BOX-2015-30 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC Options Facility See Also - Exhibit 5 |
| 34-75826 | Sep 3, 2015 | SR-BOX-2015-29 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC Options Facility See Also - Exhibit 5 |
| 34-75766 | Aug 27, 2015 | SR-BOX-2015-22 | BOX Exchange LLC (BOX) | Order Granting Approval of a Proposed Rule Change To Implement the Governance Provisions of an Equity Rights Program See Also - Rel. No. 34-75374 |
| 34-75676 | Aug 12, 2015 | SR-BOX-2015-28 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule See Also - Exhibit 5 |
| 34-75489 | Jul 20, 2015 | SR-BOX-2015-26 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add Interpretive Material to BOX Rule 8050 To Indicate That Market Makers Will Not Be Obligated To Quote in Adjusted Option Series and To Define What Qualifies as an Adjusted Options Series See Also - Exhibit 5 |
| 34-75480 | Jul 17, 2015 | SR-BOX-2015-27 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Programs That Permit the Exchange To Have No Minimum Size Requirement for Orders Entered Into the PIP and COPIP See Also - Exhibit 5 |
| 34-75410 | Jul 9, 2015 | SR-BOX-2015-25 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend IM-3120-2 To Rule 3120 To Extend the Pilot Program That Eliminated the Position Limits for Options on SPDR S&P 500 ETF See Also - Exhibit 3, Exhibit 5 |
| 34-75374 | Jul 7, 2015 | SR-BOX-2015-22 | BOX Exchange LLC (BOX) | Notice of Filing of Proposed Rule Change to Implement the Governance Provisions of an Equity Rights Program See Also - Exhibit 5, Rel. No. 34-75766 |
| 34-75350 | Jul 1, 2015 | SR-BOX-2015-24 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC Options Facility See Also - Exhibit 5 |