National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-60751 | Sep 30, 2009 | SR-NYSEAmex-2009-67 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period To Receive Inbound Routes of Orders from Archipelago Securities LLC |
| 34-60744 | Sep 29, 2009 | SR-NYSEAmex-2009-62 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Rule 900.3NY |
| 34-60739 | Sep 29, 2009 | SR-NYSEAMEX-2009-63 | NYSE Amex (NYSEAmex) | Notice of Filing of Proposed Rule Change by NYSE Amex LLC Permitting Affiliation With NYFIX Millennium L.L.C. and NYFIX Securities Corporation See Also - Rel. No. 34-60968 |
| 34-60741 | Sep 29, 2009 | SR-NYSEAmex-2009-45 | NYSE Amex (NYSEAmex) | Order Approving Proposed Rule Change Amending Rule 476A (Imposition of Fines for Minor Violation(s) of Rules) See Also - Rel. No. 34-60520 |
| 34-60720 | Sep 25, 2009 | SR-NYSEAmex-2009-64 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Commentary .06 to Rule 903, Series of Options Open for Trading |
| 34-60698 | Sep 21, 2009 | SR-NYSEAmex-2009-61 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Implementing a Fee for Complex Orders to Its Schedule of Fees and Charges for Exchange Services |
| 34-60692 | Sep 18, 2009 | SR-NYSEAmex-2009-57 | NYSE Amex (NYSEAmex) | Notice of Filing of Proposed Rule Change by NYSE Amex LLC, as Modified by Amendment No. 1, Amending Rule 36-NYSE Amex Equities To Conform With Proposed Amendments to Corresponding NYSE Rule 36 To Permit the Use of Personal Portable or Wireless Communication Devices Off the Exchange Trading Floor and Outside Other Restricted Access Areas See Also - Rel. No. 34-60984 |
| 34-60670 | Sep 15, 2009 | SR-NYSEAmex-2009-46 | NYSE Amex (NYSEAmex) | Order Approving a Proposed Rule Change Amending NYSE Amex Equities Rule 1000 To Allow Exchange Systems To Access CCS Interest To Partially Fill an Incoming Limit Order See Also - Rel. No. 34-60428 |
| 34-60647 | Sep 10, 2009 | SR-NYSEAmex-2009-60 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NYSE Amex LLC in Connection With the Proposal of NYSE Euronext To Require That at Least Three-Fourths of Its Directors Satisfy Independence Requirements |
| 34-60622 | Sep 3, 2009 | SR-NYSEAmex-2009-59 | NYSE Amex (NYSEAmex) | Notice of Filing of Proposed Rule Change Amending NYSE Amex Options Rule 915 See Also - Rel. No. 34-60823 |