National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-61081 | Dec 1, 2009 | SR-NYSEAmex-2009-76 | NYSE Amex (NYSEAmex) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Amending NYSE Amex Equities Rule 70 in Order To Update d-Quote Functionality and Provide for e-Quotes To Peg to the National Best Bid or Offer See Also - Exhibit 5, Rel. No. 34-60887 |
| 34-61049 | Nov 23, 2009 | SR-NYSEAmex-2009-82 | NYSE Amex (NYSEAmex) | Notice of Filing of Proposed Rule Change by NYSE Amex LLC Rescinding NYSE Information Memoranda 04-27 and 07-66 and Issuing a New Information Memo Concerning the Exchange's Gap Quote Policy See Also - Rel. No. 34-61276 |
| 34-61036 | Nov 19, 2009 | SR-NYSEAmex-2009-84 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the $1.00 Strike Program to Allow Low-Strike LEAPS |
| 34-61034 | Nov 19, 2009 | SR-NYSEAmex-2009-80 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE AMEX LLC Amending Rules 904 and 904C See Also - Exhibit 5 |
| 34-61030 | Nov 19, 2009 | SR-NYSEAmex-2009-83 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its New Market Model Pilot Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or March 30, 2010 |
| 34-60984 | Nov 10, 2009 | SR-NYSEAmex-2009-57 | NYSE Amex (NYSEAmex) | Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, Amending Rule 36-NYSE Amex Equities To Conform With Proposed Amendments to Corresponding NYSE Rule 36 To Permit the Use of Personal Portable or Wireless Communication Devices Off the Exchange Trading Floor and Outside Other Restricted Access Areas See Also - Rel. No. 34-60692 |
| 34-60968 | Nov 9, 2009 | SR-NYSEAMEX-2009-63 | NYSE Amex (NYSEAmex) | Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Permitting Affiliation with NYFIX Millennium L.L.C. and NYFIX Securities Corporation See Also - Rel. No. 34-60739 |
| 34-60973 | Nov 9, 2009 | SR-NYSEAmex-2009-81 | NYSE Amex (NYSEAmex) | Notice of Filing of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 123C To Modify the Procedures for Its Closing Process and Make Conforming Changes to NYSE Amex Equities Rules 13 and Rule 15 See Also - Rel. No. 34-61244 |
| 34-60953 | Nov 6, 2009 | SR-NYSEAmex-2009-75 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC To Clarify Specialist Obligations |
| 34-60939 | Nov 4, 2009 | SR-NYSEAmex-2009-79 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add 75 Options Classes to the Penny Pilot Program |