National Securities Exchanges
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Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-49656 | May 5, 2004 | SR-PCX-2004-41 | NYSE Arca (NYSEARCA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the Pacific Exchange, Inc. Relating to Exchange Fees and Charges |
34-49631 | Apr 29, 2004 | SR-PCX-2004-35 | NYSE Arca (NYSEARCA) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Pacific Exchange, Inc. To Amend the Market Maker Fees Portion of Its Schedule of Fees and Charges in Order To Extend a Temporary Waiver of the Market Maker Fees for Those Market Makers That Utilize More Than One Seat See Also - Rel. No. 34-49810 |
34-49569 | Apr 15, 2004 | SR-PCX-2004-26 | NYSE Arca (NYSEARCA) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 by the Pacific Exchange, Inc. To Clarify the PCX General Membership Fees Portion of the PCX Schedule of Fees and Charges |
34-49560 | Apr 13, 2004 | SR-PCX-2004-23 | NYSE Arca (NYSEARCA) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by the Pacific Exchange, Inc. Relating to Exchange Fees and Charges |
34-49550 | Apr 9, 2004 | SR-PCX-2004-24 | NYSE Arca (NYSEARCA) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Pacific Exchange, Inc. Relating to Exchange Fees and Charges See Also - Rel. No. 34-49758 |
34-49532 | Apr 7, 2004 | SR-PCX-2004-01 | NYSE Arca (NYSEARCA) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the Pacific Exchange, Inc. To Trade, Either By Listing or Pursuant to Unlisted Trading Privileges, Index-Linked Exchangeable Notes |
34-45906 | Mar 30, 2004 | SR-PCX-2004-22 | NYSE Arca (NYSEARCA) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the Pacific Exchange, Inc. Amending PCXE Rule 7.31 to Create a New Order Type Entitled "Auto Q Order" See Also - Rel. No. 34-49664 |
34-49495 | Mar 29, 2004 | SR-PCX-2004-16 | NYSE Arca (NYSEARCA) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Pacific Exchange, Inc. Relating to Trading Hours for Options on Exchange-Traded Funds |
34-49487 | Mar 26, 2004 | SR-PCX-2004-05 | NYSE Arca (NYSEARCA) | Order Approving Proposed Rule Change Imposing a Connectivity Fee Applicable to Non-Members That Maintain a Connectivity Line With the Exchange |
34-49466 | Mar 24, 2004 | SR-PCX-2004-21 | NYSE Arca (NYSEARCA) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Pacific Exchange, Inc. Relating to Exchange Fees and Charges |