National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-61265 | Dec 31, 2009 | SR-NYSEAmex-2009-96 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 123C(8)(a)(1) To Extend the Operation of the Extreme Order Imbalances Pilot See Also - Exhibit 5 |
| 34-61250 | Dec 29, 2009 | SR-NYSEAmex-2009-92 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Extending the Operative Date of Rule 92(c)(3) From December 31, 2009 to July 31, 2010 |
| 34-61244 | Dec 28, 2009 | SR-NYSEAmex-2009-81 | NYSE Amex (NYSEAmex) | Order Approving the Proposed Rule Change, as Modified by Amendment No. 1, Amending NYSE Amex Equities Rule 123C To Modify the Procedures for Its Closing Process and Make Conforming Changes to NYSE Amex Equities Rule 13 and Rule 15 See Also - Rel. No. 34-60973 |
| 34-61223 | Dec 22, 2009 | SR-NYSEAmex-2009-86 | NYSE Amex (NYSEAmex) | Notice of Filing of Proposed Rule Change Amending Commentary .10 to Rule 915 and Commentary .11 to Rule 916 See Also - Exhibit 5, Rel. No. 34-61483 |
| 34-61218 | Dec 22, 2009 | SR-NYSEAmex-2009-90 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Fee Schedule See Also - Exhibit 5 |
| 34-61179 | Dec 16, 2009 | SR-NYSEAmex-2009-89 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Rules 312- and 321-NYSE Amex Equities and Adopt New Rules 2262- and 2269-NYSE Amex Equities Filed by the Financial Industry Regulatory Authority, Inc. See Also - Exhibit 5 |
| 34-61157 | Dec 11, 2009 | SR-NYSEAmex-2009-88 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Rule 352 and Adopting New Rule 2150-NYSE Amex Equities To Correspond With Rule Changes Filed by the Financial Industry Regulatory Authority, Inc. |
| 34-61139 | Dec 10, 2009 | SR-NYSEAmex-2009-87 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC To Add Commentary .01 to Rule 934.3NY See Also - Exhibit 5 |
| 34-61144 | Dec 10, 2009 | SR-NYSEAmex-2009-85 | NYSE Amex (NYSEAmex) | Notice of Filing of Proposed Rule Change To Establish the NYSE Amex Realtime Reference Prices Service See Also - Rel. No. 34-61403 |
| 34-61106 | Dec 3, 2009 | SR-NYSEAmex-2009-74 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Through December 31, 2010 |