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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-61343 | Jan 13, 2010 | SR-NYSEAmex-2009-94 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Commentary .01 to Rule 903G See Also - Exhibit 5 |
| 34-61324 | Jan 11, 2010 | SR-NYSEAmex-2010-01 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex, LLC Amending Its Options Fee Schedule |
| 34-61310 | Jan 7, 2010 | SR-NYSEAmex-2009-102 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC To Modify Its Liquidity Credits and Establish Separate Liquidity Credits for Supplemental Liquidity Providers See Also - Exhibit 5 |
| 34-61308 | Jan 7, 2010 | SR-NYSEAmex-2009-98 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Adopting New Rule 107B-NYSE Amex Equities To Establish a New Class of NYSE Amex Equities Market Participants Referred to as "Supplemental Liquidity Providers" or "SLPs" See Also - Exhibit 5 |
| 34-61293 | Jan 6, 2010 | SR-NYSEAmex-2009-100 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 18 To Eliminate the $500 Minimum Net Loss Requirement for a Member Organization To Seek Compensation in the Event of an Exchange System Failure See Also - Exhibit 5 |
| 34-61291 | Jan 5, 2010 | SR-NYSEAmex-2009-95 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC To Establish Registered Representative Fees |
| 34-61292 | Jan 5, 2010 | SR-NYSEAmex-2009-93 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 452-NYSE Amex Equities and Section 723 of the NYSE Amex Company Guide Regarding Broker Discretionary Voting for Election of Directors and on Material Amendments to Investment Advisory Contracts See Also - Exhibit 5 |
| 34-61276 | Jan 4, 2010 | SR-NYSEAmex-2009-82 | NYSE Amex (NYSEAmex) | Order Approving a Proposed Rule Change Rescinding NYSE Information Memoranda 04-27 and 07-66 and Issuing a New Information Memo Concerning the Exchange's Gap Quote Policy See Also - Rel. No. 34-61049 |
| 34-61272 | Dec 31, 2009 | SR-NYSEAmex-2009-99 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Deleting Rule 445-NYSE Amex Equities and Adopting New Rule 3310-NYSE Amex Equities To Correspond With Rule Changes Filed by the Financial Industry Regulatory Authority, Inc. |
| 34-61265 | Dec 31, 2009 | SR-NYSEAmex-2009-96 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 123C(8)(a)(1) To Extend the Operation of the Extreme Order Imbalances Pilot See Also - Exhibit 5 |