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National Securities Exchanges

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Release Number SEC Issue Date Sort ascending File Number SRO Organization Details
34-98617 Sep 28, 2023 SR-NYSENAT-2023-21 NYSE National, Inc. (NYSENAT) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 0
Comments Due: October 25, 2023
See Also - Exhibit 5
34-98495 Sep 25, 2023 SR-NYSENAT-2023-20 NYSE National, Inc. (NYSENAT) Notice of Filing of Proposed Change to Amend the NYSE National Schedule of Fees and Rebates
Comments Due: October 20, 2023
See Also - Exhibit 5
34-98448 Sep 20, 2023 SR-NYSENAT-2023-18 NYSE National, Inc. (NYSENAT) Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Amend the Connectivity Fee Schedule Regarding Power Allocation
34-98171 Aug 21, 2023 SR-NYSENAT-2023-18 NYSE National, Inc. (NYSENAT) Notice of Filing of Proposed Change to Amend the Connectivity Fee Schedule Regarding Power Allocation
Comments Due: September 15, 2023
See Also - Exhibit 5
34-98169 Aug 18, 2023 SR-NYSENAT-2023-17 NYSE National, Inc. (NYSENAT) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.44
Comments Due: September 13, 2023
See Also - Exhibit 5
34-98116 Aug 11, 2023 SR-NYSENAT-2023-15 NYSE National, Inc. (NYSENAT) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE National Schedule of Fees and Rebates to Adopt a Fee for Directed Orders Routed Directly By the Exchange to an Alternative Trading System
Comments Due: September 6, 2023
See Also - Exhibit 5
34-98002 Jul 26, 2023 SR-NYSENAT-2023-12 NYSE National, Inc. (NYSENAT) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: August 22, 2023
See Also - Exhibit 5
34-97752 Jun 16, 2023 SR-NYSENAT-2023-10 NYSE National, Inc. (NYSENAT) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Partial Cabinet Solution Bundles Offered as Part of Its Co-location Services
Comments Due: July 14, 2023
See Also - Exhibit 5
34-97745 Jun 16, 2023 SR-NYSENAT-2023-11 NYSE National, Inc. (NYSENAT) Notice of Filing and Immediate Effectiveness of Proposed Rule Change for Amendments to the Exchange's Rules Regarding Continuing Education Requirements
Comments Due: July 14, 2023
34-97707 Jun 13, 2023 SR-NYSENAT-2023-09 NYSE National, Inc. (NYSENAT) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37 to Specify the Exchange's Source of Data Feeds from MEMX LLC
Comments Due: July 11, 2023
See Also - Exhibit 5