National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-59233 | Jan 12, 2009 | SR-NYSEALTR-2008-21 | NYSE Alternext US (NYSEALTR) | Notice From the Exchange of the Issuer's Impending Listing; and (2) Provide DMM Unit Marketing Materials to the Issuer Prior to the Scheduled Interview Rather Than the Day Before |
| 34-59179 | Dec 30, 2008 | SR-NYSEALTR-2008-16 | NYSE Alternext US (NYSEALTR) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Permanent the NYSE Alternext Bonds System Fee Schedule Which Is Currently Set To Expire on December 31, 2008 as Well as Make Technical Amendments to the Fee Schedule |
| 34-59176 | Dec 30, 2008 | SR-NYSEALTR-2008-20 | NYSE Alternext US (NYSEALTR) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext U.S. LLC Extending the Implementation of the NYSE Alternext Book Clerk Program From January 1, 2009 Through March 31, 2009 |
| 34-59170 | Dec 29, 2008 | SR-NYSEALTR-2008-19 | NYSE Alternext US (NYSEALTR) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US LLC To Amend Certain Regulatory Fees Applicable to Its Member Organizations |
| 34-59169 | Dec 29, 2008 | SR-NYSEALTR-2008-18 | NYSE Alternext US (NYSEALTR) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US LLC Amending NYSE Alternext US, LLC Equities Rule 48.10 To Extend the Temporary Provisions of the Rule Relating to the Ability of the Exchange To Declare an Extreme Market Volatility Condition and Suspend Certain Exchange Requirements Relating to the Closing of Securities at the Exchange |
| 34-59144 | Dec 22, 2008 | SR-NYSEALTR-2008-12 | NYSE Alternext US (NYSEALTR) | Notice of Filing of Proposed Rule Change To Establish Its New Risk Management Gateway Service See Also - Rel. No. 34-59353 |
| 34-59142 | Dec 22, 2008 | SR-NYSEALTR-2008-14 | NYSE Alternext US (NYSEALTR) | Notice of Filing of Proposed Rule Change Amending Rules Governing the Trading of Listed Options on NYSE Amex View Received Comments See Also - Exhibit 5, Rel. No. 34-59472 |
| 34-59120 | Dec 18, 2008 | SR-NYSEALTR-2008-13 | NYSE Alternext US (NYSEALTR) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish the Minimum Price Variation of $0.01 for Orders and Quotations in Bonds Admitted to Dealings on NYSE Alternext |
| 34-59045 | Dec 3, 2008 | SR-NYSEALTR-2008-09 | NYSE Alternext US (NYSEALTR) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext U.S. LLC To Adopt a Price List for Equity Transactions after the Relocation of NYSE Alternext Equities Trading and To Establish Certain Other Fees |
| 34-59027 | Nov 28, 2008 | SR-NYSEALTR-2008-11 | NYSE Alternext US (NYSEALTR) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US LLC To Establish the Minimum Price Variation of $0.0001 for Orders and Quotations in Equity Securities that are Priced Below $1.00 Per Share |