National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-77155 | Feb 17, 2016 | SR-BATS-2016-10 | BATS Exchange (BATS) | Notice of Filing of a Proposed Rule Change To Amend the Certificate of Incorporation and Bylaws of the Exchange's Ultimate Parent Company, BATS Global Markets, Inc. See Also - Exhibit 5A, Exhibit 5B, Rel. No. 34-77464 |
| 34-77159 | Feb 17, 2016 | SR-BATS-2015-105 | BATS Exchange (BATS) | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Rule 14.11(i), Managed Fund Shares, To List and Trade the Shares of the Elkhorn S&P GSCI Dynamic Roll Commodity ETF of Elkhorn ETF Trust View Received Comments See Also - Rel. No. 34-77487, Rel. No. 34-76776 |
| 34-77105 | Feb 10, 2016 | SR-BATS-2015-102 | BATS Exchange (BATS) | Notice of Filing of Partial Amendment No. 2 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Partial Amendment No. 2, To Adopt Rule 11.27 Regarding the Data Collection Requirements of the Tick Size Pilot See Also - Rel. No. 34-76891, Rel. No. 34-76524, Exemptive Letter |
| 34-77090 | Feb 9, 2016 | SR-BATS-2016-06 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 21.16, Risk Monitor Mechanism, Relating to the BATS Equity Options Trading Platform See Also - Exhibit 5 |
| 34-77086 | Feb 9, 2016 | SR-BATS-2016-03 | BATS Exchange (BATS) | Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade the Shares of the Elkhorn Dow Jones RAFI Commodity ETF of Elkhorn ETF Trust View Received Comments See Also - 34-77476 |
| 34-77078 | Feb 8, 2016 | SR-BATS-2016-04 | BATS Exchange (BATS) | Notice of Filing of a Proposed Rule Change to Rule 14.11(i), Managed Fund Shares, To List and Trade Shares of the SPDR DoubleLine Short Term Total Return Tactical ETF of the SSgA Active Trust View Received Comments See Also - Rel. No. 34-77451, Rel. No. 34-77499, Rel. No. 34-77078 |
| 34-77069 | Feb 5, 2016 | SR-BATS-2016-07 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Chapter XXI of BZX Options To Further Align the Rules With Those of EDGX Options See Also - Exhibit 5 |
| 34-77065 | Feb 5, 2016 | SR-BATS-2016-15 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. See Also - Exhibit 5 |
| 34-77033 | Feb 2, 2016 | SR-BATS-2016-12 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period for the Exchange's Supplemental Competitive Liquidity Provider Program See Also - Exhibit 5 |
| 34-76945 | Jan 21, 2016 | SR-BATS-2015-108 | BATS Exchange (BATS) | Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Adopt Rule 11.27 To Implement the Quoting and Trading Requirements of the Tick Size Pilot Program See Also - Rel. No. 34-77291, Rel. No. 34-76552 |