National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-99338 | Jan 12, 2024 | SR-NYSECHX-2023-25 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Schedule of Fees and Rebates Comments Due: February 8, 2024 See Also - Exhibit 5 Submit a Comment on SR-NYSECHX-2023-25
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| 34-99167 | Dec 14, 2023 | SR-NYSECHX-2023-24 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: January 10, 2024 See Also - Exhibit 5 |
| 34-99057 | Nov 30, 2023 | SR-NYSECHX-2023-23 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update Citations to Rule 600(b) of Regulation National Market System Comments Due: December 27, 2024 See Also - Exhibit 5 |
| 34-98965 | Nov 16, 2023 | SR-NYSECHX-2023-22 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: December 13, 2023 See Also - Exhibit 5 |
| 34-98901 | Nov 9, 2023 | SR-NYSECHX-2023-21 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31 Comments Due: December 6, 2023 See Also - Exhibit 5 |
| 34-98898 | Nov 9, 2023 | SR-NYSECHX-2023-19 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37 Comments Due: December 6, 2023 See Also - Exhibit 5 |
| 34-98875 | Nov 7, 2023 | SR-NYSECHX-2023-20 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 10.9521 and 10.9522 to Correct Obsolete References to a FINRA Department Comments Due: December 5, 2023 See Also - Exhibit 5 |
| 34-98586 | Sep 28, 2023 | SR-NYSECHX-2023-17 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 0 Comments Due: October 25, 2023 See Also - Exhibit 5 |
| 34-98151 | Aug 16, 2023 | SR-NYSECHX-2023-16 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing of Proposed Rule Change to Amend the Connectivity Fee Schedule Regarding Power Allocation Comments Due: September 12, 2023 See Also - Exhibit 5 |
| 34-98114 | Aug 11, 2023 | SR-NYSECHX-2023-15 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule of NYSE Chicago, Inc.to Adopt a Fee for Directed Orders Routed Directly By the Exchange to an Alternative Trading System Comments Due: September 6, 2023 See Also - Exhibit 5 |