National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-99879 | Apr 1, 2024 | SR-NASDAQ-2024-016 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Encourage Members to Contribute Liquidity to the Exchange by Offering those that Maintain a Particular Minimum Trading Volume Lower Fees for Specified Market Data and Connectivity Pro Comments Due: April 26, 2024 View Received Comments See Also - Exhibit 3, Exhibit 5 Submit a Comment on SR-NASDAQ-2024-016
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| 34-99846 | Mar 22, 2024 | SR-NASDAQ-2023-022 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 2 and 3, to Create a New, Non-Trading Limited Underwriter Membership Class and Impose Related Requirements for Principal U Comments Due: April 18, 2024 View Received Comments See Also - Exhibit 5 |
| 34-99796 | Mar 20, 2024 | SR-NASDAQ-2024-013 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Cabinet Proximity Option Fee to Establish a Reservation Fee for Cabinets with Power Densities Greater Than 10kW Comments Due: April 16, 2024 View Received Comments See Also - Exhibit 5 |
| 34-99792 | Mar 20, 2024 | SR-NASDAQ-2024-014 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Trade Now Order Attribute, at Equity 4, Rules 4702 and 4703 Comments Due: April 16, 2024 See Also - Exhibit 5 |
| 34-99783 | Mar 20, 2024 | SR-NASDAQ-2024-012 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 3 Comments Due: April 16, 2024 See Also - Exhibit 5 |
| 34-99771 | Mar 19, 2024 | SR-NASDAQ-2023-035 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Hashdex Nasdaq Ethereum ETF under Nasdaq Rule 5711(i) (Trust Units) |
| 34-99744 | Mar 15, 2024 | SR-NASDAQ-2024-008 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees for Connectivity and Co-location Services Comments Due: April 11, 2024 View Received Comments See Also - Exhibit 5 |
| 34-99734 | Mar 14, 2024 | SR-NASDAQ-2024-010 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify Its Listing Standards Related to Notification and Disclosure of Reverse Stock Splits Comments Due: April 10, 2024 View Received Comments See Also - Exhibit 5 |
| 34-99665 | Mar 4, 2024 | SR-NASDAQ-2023-045 | The Nasdaq Stock Market LLC (NASDAQ) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the iShares Ethereum Trust under Nasdaq Rule 5711(d), Commodity-Based Trust Shares Comments Due: by March 29, 2024. Rebuttal comments should be submitted by April 12, 2024. View Received Comments |
| 34-99633 | Feb 29, 2024 | SR-NASDAQ-2024-007 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand its Cabinet Proximity Option Program Comments Due: March 27, 2024 View Received Comments |