National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-98745 | Oct 13, 2023 | SR-BX-2023-025 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its GPS Antenna Fees at General 8, Section 1 Comments Due: November 9, 2023 See Also - Exhibit 5 Submit a Comment on SR-BX-2023-025
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| 34-98731 | Oct 12, 2023 | SR-BX-2023-024 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Transaction Fees at Equity 7, Section 118(e) Comments Due: November 8, 2023 See Also - Exhibit 5 |
| 34-98378 | Sep 13, 2023 | SR-BX-2023-023 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 4, Rules 4702 and 4703 Comments Due: October 10, 2023 See Also - Exhibit 5 |
| 34-98375 | Sep 13, 2023 | SR-BX-2023-022 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Section 118(e) Comments Due: October 10, 2023 See Also - Exhibit 5 |
| 34-98318 | Sep 7, 2023 | SR-BX-2023-021 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 3, Section 13 Concerning PRISM Comments Due: October 4, 2023 See Also - Exhibit 5 |
| 34-98179 | Aug 21, 2023 | SR-BX-2023-019 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 3, Section 15 (Risk Protections) to Adopt an Active Quote Protection Comments Due: September 15, 2023 See Also - Exhibit 5 |
| 34-98158 | Aug 17, 2023 | SR-BX-2023-020 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Set Fees for the Purchase of Field-Programmable Gate Array Technology as an Optional Delivery Mechanism for BX Totalview Comments Due: September 13, 2023 See Also - Exhibit 5 |
| 34-98127 | Aug 14, 2023 | SR-BX-2023-018 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Schedule of Fees and Credits at Equity 7, Section 118 Comments Due: September 8, 2023 See Also - Exhibit 5 |
| 34-98087 | Aug 8, 2023 | SR-BX-2023-017 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Stockholders' Agreement by and Among Nasdaq, Inc., Adenza Parent, LP, and the Other Parties Thereto Comments Due: September 5, 2023 |
| 34-97946 | Jul 19, 2023 | SR-BX-2023-016 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Field-Programmable Gate Array Technology as an Optional Delivery Mechanism for BX TotalView Comments Due: August 15, 2023 See Also - Exhibit 5 |