National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-91054 | Feb 3, 2021 | SR-LTSE-2020-22 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Rule 14.602 Related to Promotional Services and Listing Ceremonies for Listed Companies Comments Due: March 2, 2021 View Received Comments Submit a Comment on SR-LTSE-2020-22
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| 34-91019 | Jan 29, 2021 | SR-LTSE-2021-01 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing of a Proposed Rule Change To Amend LTSE Rule 14.501 To Specify the Process for Enforcing Compliance With LTSE Rule 14.425 for Listed Companies Comments Due: February 25, 2021 See Also - Exhibit 5 |
| 34-90809 | Dec 28, 2020 | SR-LTSE-2020-24 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Rule Series 11.600 See Also - Exhibit 5 |
| 34-90777 | Dec 22, 2020 | SR-LTSE-2020-23 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.380 To Expand the Exchange's Optional Risk Controls Mechanism To Include a Net Notional Exposure Risk Check in Addition to the Gross Notional Exposure Risk Check See Also - Exhibit 5 |
| 34-90731 | Dec 18, 2020 | SR-LTSE-2020-22 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing of a Proposed Rule Change To Adopt Rules Related to Promotional Services and Listing Ceremonies for Listed Companies View Received Comments See Also - Exhibit 5 |
| 34-90125 | Oct 8, 2020 | SR-LTSE-2020-18 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Date of the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.280 See Also - Exhibit 5 |
| 34-90141 | Oct 8, 2020 | SR-LTSE-2020-19 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Continue Suspending the Application of Order Price Collars in Rule 11.190(f)(1) Until December 8, 2020 |
| 34-89877 | Sep 15, 2020 | SR-LTSE-2020-16 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.410(a). See Also - Exhibit 5 |
| 34-89766 | Sep 3, 2020 | SR-LTSE-2020-15 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Continue Suspending the Application of Order Price Collars in Rule 11.190(f)(1) Until October 8, 2020 |
| 34-89710 | Aug 28, 2020 | SR-LTSE-2020-14 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Temporarily Suspend the Application of Order Price Collars in Rule 11.190(f)(1) Until September 8, 2020 |