National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-99620 | Feb 28, 2024 | SR-CBOE-2024-008 | Cboe Exchange, Inc. (CBOE) | Notice of Filing of a Proposed Rule Change to Adopt a new Rule Regarding Order and Execution Management Systems ("OEMS") Comments Due: March 26, 2024 View Received Comments See Also - Exhibit 5 Submit a Comment
|
34-99481 | Feb 6, 2024 | SR-CBOE-2023-038 | Cboe Exchange, Inc. (CBOE) | Notice of Withdrawal of a Proposed Rule Change to Amend its Fee Schedule Relating to the Options Regulatory Fee |
34-99417 | Jan 23, 2024 | SR-CBOE-2023-063 | Cboe Exchange, Inc. (CBOE) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Exchange's Rules Relating to Position and Exercise Limits |
34-99416 | Jan 23, 2024 | SR-CBOE-2024-006 | Cboe Exchange, Inc. (CBOE) | Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto to List and Trade Options that Overlie a Reduced Value of the MSCI World Index, the Full Value of the MSCI ACWI Index, and a Reduced Value of the MSCI USA Index See Also - Exhibit 5 |
34-99395 | Jan 19, 2024 | SR-CBOE-2024-005 | Cboe Exchange, Inc. (CBOE) | Notice of Filing of a Proposed Rule Change to Permit Cboe to List and Trade Options on ETPs that Hold Bitcoin Comments Due: February 15, 2024 View Received Comments See Also - Exhibit 5 |
34-99385 | Jan 18, 2024 | SR-CBOE-2024-004 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.34 Comments Due: February 14, 2024 |
34-99364 | Jan 17, 2024 | SR-CBOE-2024-003 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Institutin Comments Due: March 5, 2024. Rebuttal comments should be submitted by March 19, 2024. View Received Comments See Also - Exhibit 5 |
34-99326 | Jan 11, 2024 | SR-CBOE-2024-002 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Related to Certain Data Fees Comments Due: February 8, 2024 See Also - Exhibit 5 |
34-99301 | Jan 9, 2024 | SR-CBOE-2024-001 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Comments Due: February 6, 2024 See Also - Exhibit 5 |
34-99222 | Dec 21, 2023 | SR-CBOE-2023-018 | Cboe Exchange, Inc. (CBOE) | Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 3, to Make Permanent the Operation of its Flexible Exchange Options Pilot Program Regarding Permissible Exercise Settlement Comments Due: January 18, 2024 |