National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-99311 | Jan 10, 2024 | SR-CboeBYX-2023-020 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing of a Proposed Rule Change to Modify Rule 11.24 to Introduce an Enhanced RPI Order and Expand its Retail Price Improvement Program to Include Securities Priced Below $1.00 Comments Due: February 7, 2024 View Received Comments See Also - Exhibit 5 Submit a Comment on SR-CboeBYX-2023-020
|
34-99218 | Dec 21, 2023 | SR-CboeBYX-2023-019 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: January 18, 2024 See Also - Exhibit 5 |
34-99181 | Dec 14, 2023 | CboeBYX-2023-017 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Provide a Discount on the Purchase of Historical Equity Short Volume and Trade Reports Comments Due: January 10, 2024 See Also - Exhibit 5 |
34-98834 | Nov 1, 2023 | SR-CboeBYX-2023-016 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Rules Relating to the Continuing Education for Registered Persons Comments Due: November 28, 2023 See Also - Exhibit 5 |
34-98806 | Oct 27, 2023 | SR-CboeBYX-2023-013 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Withdrawal of Proposed Rule Change to Amend Its Fee Schedule Related to Physical Port Fees |
34-98793 | Oct 24, 2023 | SR-CboeBYX-2023-015 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: November 20, 2023 View Received Comments See Also - Exhibit 5 |
34-98647 | Sep 29, 2023 | SR-CboeBYX-2023-013 | Cboe BYX Exchange, Inc. (CboeBYX) | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Amend its Fee Schedule Related to Physical Port Fees Comments Due: October 25, 2023. Rebuttal comments should be submitted by November 8, 2023. |
34-98393 | Sep 14, 2023 | SR-CboeBYX-2023-013 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: October 11, 2023 View Received Comments See Also - Exhibit 5 |
34-98019 | Jul 28, 2023 | SR-CboeBYX-2023-012 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.9(f) to Allow Match Trade Prevention Between Users that Access the Exchange with Both a Direct Connection and Sponsored Access Comments Due: August 24, 2023 See Also - Exhibit 5 |
34-97986 | Jul 25, 2023 | SR-CboeBYX-2023-011 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rules to Provide Users with a Risk Setting they may Elect to Apply to their Orders that will Allow them to Reject Market Orders During Continuous Trading and/or Aucti Comments Due: August 21, 2023 See Also - Exhibit 5 |