National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-97794 | Jun 23, 2023 | SR-BOX-2023-17 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 7660 (Communications and Equipment) Comments Due: July 20, 2023 See Also - Exhibit 5 Submit a Comment on SR-BOX-2023-17
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| 34-97772 | Jun 20, 2023 | SR-BOX-2023-02 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to amend BOX Rule 4120 (Transactions of Certain Public Customers) and BOX Rule 100 (Definitions) and adopt IM-4120-1. Comments Due: July 17, 2023 See Also - Exhibit 5 |
| 34-97723 | Jun 14, 2023 | SR-BOX-2023-16 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility to Offer Ad-Hoc Historical Requests for the Intraday Open-Close Data Report and Adopt Fees for this Data Comments Due: July 12, 2023 See Also - Exhibit 5 |
| 34-97674 | Jun 8, 2023 | SR-BOX-2023-13 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility to Amend Certain Rebates for Qualified Contingent Cross Transactions Comments Due: July 5, 2023 See Also - Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility to Amend Certain Rebates for Qualified Contingent Cross Transactions |
| 34-97673 | Jun 8, 2023 | SR-BOX-2023-15 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Separate Fees and Rebates on Non-Auction Transactions for Options Overlying the Standard and Poor’s Depositary Receipts Trust Comments Due: July 5, 2023 See Also - Exhibit 5 |
| 34-97418 | May 2, 2023 | SR-BOX-2023-12 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Options Market LLC Facility to Establish a Monthly Dividend Strategy Fee Cap for Dividend Strategy Qualified Open Outcry Orders Comments Due: May 30, 2023 See Also - Exhibit 5 |
| 34-97266 | Apr 7, 2023 | SR-BOX-2023-10 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Options Market LLC Facility to establish a new Qualified Contingent Cross ("QCC") Growth Rebate Comments Due: May 4, 2023. See Also - Exhibit 5 |
| 34-97174 | Mar 21, 2023 | SR-BOX-2023-09 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a New Historical Data Product To Be Known as the Intraday Open-Close Data Report and To Adopt Fees for Such Product Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-97127 | Mar 13, 2023 | SR-BOX-2023-08 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7110 (Order Entry) and Rule 7130 (Execution and Price/Time Priority) Regarding Availability of Identity of Options Participants Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-96830 | Feb 7, 2023 | SR-BOX-2023-07 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility To Reflect Adjustments to FINRA Registration Fees and Fingerprinting Processing Fees Comments Due: March 3, 2023 See Also - Exhibit 5 |