National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-84387 | Oct 9, 2018 | SR-PEARL-2018-21 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule See Also - Exhibit 5 |
| 34-84362 | Oct 4, 2018 | SR-PEARL-2018-20 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend Exchange Rule 203, Qualification and Registration of Members and Associated Persons, Relating to Registration and Qualification Examinations Required for Members and Associated Persons of Members That Engage in Trading Activities on the Exchange See Also - Exhibit 5 |
| 34-84358 | Oct 3, 2018 | SR-PEARL-2018-19 | MIAX PEARL, LLC (PEARL) | Notice of Filing of a Proposed Rule Change To Amend the Fee Schedule Regarding Connectivity Fees for Members and Non-Members; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change View Received Comments See Also - Exhibit 5 |
| 34-84177 | Sep 17, 2018 | SR-PEARL-2018-16 | MIAX PEARL, LLC (PEARL) | Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Fee Schedule Regarding Connectivity Fees for Members and Non-Members View Received Comments |
| 34-84093 | Sep 12, 2018 | SR-PEARL-2018-18 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 404A, Select Provisions of Options Listing Procedures Plan, and Rule 406, Long-Term Option Contracts See Also - Exhibit 5 |
| 34-83835 | Aug 13, 2018 | SR-PEARL-2018-15 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to the Exchange Rule 514 Priority on the Exchange See Also - Exhibit 5 |
| 34-83814 | Aug 9, 2018 | SR-PEARL-2018-17 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend the MIAX PEARL Fee Schedule See Also - Exhibit 5 |
| 34-83785 | Aug 7, 2018 | SR-PEARL-2018-16 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule View Received Comments See Also - Exhibit 5 |
| 34-83517 | Jun 25, 2018 | SR-PEARL-2018-14 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 510 To Extend the Penny Pilot Program See Also - Exhibit 5 |
| 34-83419 | Jun 12, 2018 | SR-PEARL-2018-13 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule See Also - Exhibit 5 |