National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-61809 | Mar 31, 2010 | SR-NYSEAmex-2010-29 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 1 To Provide for the Designation of Qualified Employees and NYSE Amex Equities Rule 51 To Clarify the Scope of Authority Vested in the Chief Executive Officer See Also - Exhibit 5 |
| 34-61807 | Mar 31, 2010 | SR-NYSEAmex-2010-09 | NYSE Amex (NYSEAmex) | Order Granting Approval of Proposed Rule Change Amending Its Trust Unit Rules and Proposing the Listing of the Nuveen Diversified Commodity Fund See Also - Rel. No. 34-61571 |
| 34-61815 | Mar 31, 2010 | SR-NYSEAmex-2010-32 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period To Receive Inbound Routes From Archipelago Securities LLC |
| 34-61818 | Mar 31, 2010 | SR-NYSEAmex-2010-18 | NYSE Amex (NYSEAmex) | NYSE Amex LLC; Order Granting Accelerated Approval of the Proposed Rule Change Relating to the Designation of a "Professional Customer" See Also - Rel. No. 34-61629 |
| 34-61788 | Mar 26, 2010 | SR-NYSEAmex-2010-07 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex, LLC Amending Its Fee Schedule See Also - Exhibit 5 |
| 34-61774 | Mar 24, 2010 | SR-NYSEAmex-2010-24 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Relating to Exchange Liability See Also - Exhibit 5 |
| 34-61755 | Mar 22, 2010 | SR-NYSEAmex-2010-27 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 127 To Remove the Restrictions on the Execution of Block Cross Transactions Outside the Prevailing NYSE Amex Quotation See Also - Exhibit 5 |
| 34-61744 | Mar 19, 2010 | SR-NYSEAMEX-2010-26 | NYSE Amex (NYSEAmex) | Notice of Filing of Proposed Rule Change by NYSE Amex LLC Deleting Rule 446-NYSE Amex Equities and Adopting New Rule 4370-NYSE Amex Equities To Correspond With Rule Changes Filed by the Financial Industry Regulatory Authority, Inc. See Also - Exhibit 5, Rel. No. 34-62014 |
| 34-61725 | Mar 17, 2010 | SR-NYSEAmex-2010-28 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Proposing To Extend the Operation of Its New Market Model Pilot Currently Scheduled To Expire on March 30, 2010, Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or September 30, 2010 See Also - Exhibit 5 |
| 34-61726 | Mar 17, 2010 | SR-NYSEAMEX-2010-21 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Relating to Cabinet Trades |