National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-43138 | Aug 10, 2000 | SR-CBOE-99-35, SR-CBOE-00-32, SR-NASD-99-53 | National Association of Securities Dealers (NASD), Cboe Exchange, Inc. (CBOE) | Notice of Filing of Amendment Nos. 5, 6, and 7 to Proposed Rule Change Relating to the Establishment of Nasdaq Order Display Facility and to Modifications of the Nasdaq Trading Platform View Received Comments See Also - Release No. 4-646, Release No. 34-46429, 34-43863, Rel. Nos. 34-43514, 34-42573, 34-42249, 34-42166 |
| 34-35341 | Feb 8, 1995 | SR-AMEX-94-59, SR-CBOE-94-49, SR-CHX-94-27, SR-MSRB-94-17, SR-NASD-94-72, SR-NYSE-94-43, SR-PSE-94-35, SR-PHLX-94-52 | American Stock Exchange (Amex), Cboe Exchange, Inc. (CBOE), Chicago Stock Exchange, Inc. (CHX), Municipal Securities Rulemaking Board (MSRB), National Association of Securities Dealers (NASD), New York Stock Exchange LLC (NYSE), Nasdaq PHLX LLC (Phlx) | Order Approving Proposed Rule Changes by the American Stock Exchange, Inc., Chicago Board Options Exchange, Inc., Chicago Stock Exchange, Inc., Municipal Securities Rulemaking Board, National Association of Securities Dealers, Inc., New York Stock Exchange, Inc., Pacific Stock Exchange Inc., and Philadelphia Stock Exchange, Inc., Relating to a Continuing Education Requirement for Registered Persons |