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National Securities Exchanges

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Release Number SEC Issue Date Sort ascending File Number SRO Organization Details
34-64848 Jul 8, 2011 SR-EDGX-2011-19 EDGX Exchange (EDGX) Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
34-64791 Jul 1, 2011 SR-EDGX-2011-18 EDGX Exchange (EDGX) Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Available Without Charge the EDGX Book Feed and To Add a Description of the EDGX Book Feed to New Rule 13.8
See Also - Exhibit 5
34-64735 Jun 23, 2011 SR-Phlx-2011-64, SR-NYSEArca-2011-26, SR-NYSEAmex-2011-32, SR-NYSE-2011-21, SR-NSX-2011-06, SR-NASDAQ-2011-067, SR-ISE-2011-028, SR-FINRA-2011-023, SR-EDGX-2011-14, SR-EDGA-2011-15, SR-CHX-2011-09, SR-CBOE-2011-049, SR-BYX-2011-011, SR-BX-2011-025, SR-BATS-2011-016 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX, NYSE Arca (NYSEARCA), NYSE Amex (NYSEAmex), New York Stock Exchange LLC (NYSE), National Stock Exchange (NSX), The Nasdaq Stock Market LLC (NASDAQ), Nasdaq ISE, LLC (ISE), Financial Industry Regulatory Authority (FINRA), EDGX Exchange (EDGX), EDGA Exchange (EDGA), Chicago Stock Exchange, Inc. (CHX), Cboe Exchange, Inc. (CBOE), BATS Y-Exchange (BYX), Nasdaq BX, Inc. (BX), BATS Exchange (BATS) Order Approving Proposed Rule Changes Relating To Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to All NMS Stocks
See Also - Rel. No. 34-64419, Rel. No. 34-64420, Rel. No. 34-64421, Rel. No. 34-64422, Rel. No. 34-64423, Rel. No. 34-64424, Rel. No. 34-64425, Rel. No. 34-64426, Rel. No. 34-64427, Rel. No. 34-64428, Rel. No. 34-64431, Rel. No. 34-64432, Rel. No. 34-64433, Rel. No. 34-64434, Rel. No. 34-64435
34-64632 Jun 8, 2011 SR-EDGX-2011-17 EDGX Exchange (EDGX) Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
See Also - Exhibit 5
34-64586 Jun 2, 2011 SR-EDGX-2011-16 EDGX Exchange (EDGX) Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
See Also - Exhibit 5
34-64465 May 11, 2011 SR-EDGX-2011-15 EDGX Exchange (EDGX) Notice of Filing and Immediate Effectiveness of Proposed Rule To Amend EDGX Rule 11.9
See Also - Exhibit 5
34-64452 May 10, 2011 SR-EDGX-2011-13 EDGX Exchange (EDGX) Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
34-64428 May 6, 2011 SR-EDGX-2011-14 EDGX Exchange (EDGX) Notice of Filing of Proposed Rule Change To Amend EDGX Rules 11.13 and 11.14
See Also - Exhibit 5, Rel. No. 34-64735
34-64361 Apr 28, 2011 SR-EDGX-2011-12 EDGX Exchange (EDGX) Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of the Inbound Router, as Described in EDGX Rule 2.12(b)
See Also - Exhibit 5
34-64250 Apr 7, 2011 SR-EDGX-2011-08 EDGX Exchange (EDGX) Notice of Filing and Immediate Effectiveness of Proposed Rule To Amend EDGX Rule 11.9 To Introduce Additional Routing Options to the Rule
See Also - Exhibit 5