National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-49798 | Jun 3, 2004 | SR-CBOE-2004-23 | Cboe Exchange, Inc. (CBOE) | Order Approving Proposed Rule Change and Amendments Nos. 1 and 2 Thereto by the Chicago Board Options Exchange, Inc. to Permanently Approve the Modified ROS Opening Procedure Pilot Program, Which Occurs on the Settlement Date of Futures and Options on Volatility Indexes See Also - Rel. No. 34-49798A, Rel. No. 34-49614 |
34-49799 | Jun 3, 2004 | SR-CBOE-2004-34 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Inc. to Extend a Pilot Program Under Which it Lists Options on Selected Stocks Trading Below $20 at One-Point Intervals Until June 5, 2005 |
34-49791 | Jun 2, 2004 | SR-CBOE-2004-20 | Cboe Exchange, Inc. (CBOE) | Order Approving Proposed Rule Change and Amendment No. 1 by the Chicago Board Options Exchange, Inc., Relating to the $5 Quotation Spread Pilot Program See Also - Rel. No. 34-49588 |
34-49769 | May 25, 2004 | SR-CBOE-2004-13 | Cboe Exchange, Inc. (CBOE) | Order Transaction Fees See Also - Rel. No. 34-49575 |
34-49723 | May 18, 2004 | SR-CBOE-2004-26 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Board Options Exchange, Inc. to Remove From the Exchange Rules References to Certain Indexes and Trading Permits |
34-49698 | May 13, 2004 | SR-CBOE-2004-09 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change by the Chicago Board Options Exchange, Incorporated Relating to Options on Certain CBOE Volatility Indexes |
34-49699 | May 13, 2004 | SR-CBOE-2003-42 | Cboe Exchange, Inc. (CBOE) | Order Granting Accelerated Approval of Amendment No. 1 Relating to the Retail Automatic Execution System |
34-49687 | May 12, 2004 | SR-CBOE-2004-05 | Cboe Exchange, Inc. (CBOE) | Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 Thereto by the Chicago Board Options Exchange, Inc. Relating to the Relocation of an Entire Trading Station's Securities to Another Trading Station See Also - Rel. No. 34-49877 |
34-49679 | May 11, 2004 | SR-CBOE-2004-27 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Board Options Exchange, Inc. To Amend the Modified Rapid Opening Procedure Pilot Program |
34-49659 | May 6, 2004 | SR-CBOE-2004-15 | Cboe Exchange, Inc. (CBOE) | Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Inc. Relating to Automatic Executions for Underlying Specialists See Also - Rel. No. 34-49880 |