National Securities Exchanges
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Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-53964 | Jun 8, 2006 | SR-NASDAQ-2006-005 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Modify Nasdaq's Delisting Procedures To Conform to Recent Amendments To Commission Rules Regarding Removal From Listing and Withdrawal From Registration See Also - Rel. No. 34-54221 |
34-53941 | Jun 5, 2006 | SR-NASDAQ-2006-011 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing of a Proposed Rule Change To Modify the Cure Period Available to an Issuer That Loses an Independent Director or Audit Committee Member View Received Comments See Also - Rel. No. 34-54421 |
34-53913 | May 31, 2006 | SR-NASDAQ-2006-008 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing of Proposed Rule Change by The NASDAQ Stock Market LLC To Require Securities Be Eligible for a Direct Registration System View Received Comments See Also - Rel. No. 34-54288 |
34-53833 | May 18, 2006 | SR-NASDAQ-2006-010 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change To Establish Certain Fees With Respect to Transactions Executed Through the Intermarket Trading System |
34-53799 | May 12, 2006 | SR-NASDAQ-2006-007 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto to Create the Nasdaq Global Select Market and Rename the Nasdaq National Market View Received Comments |
34-53697 | Apr 21, 2006 | SR-NASDAQ-2006-006 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Regarding Restrictions on Affiliation Between Nasdaq and Its Members View Received Comments See Also - Rel. No. 34-54170 |
34-53583 | Mar 31, 2006 | SR-NASDAQ-2006-001 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Nasdaq Market Center View Received Comments See Also - Rel. No. 34-54155 |
34-55550 | Mar 28, 2006 | SR-NASDAQ-2007-010 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 2 Thereto To Amend Rule 4611 Relating to Sponsored Access |