National Securities Exchanges
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Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-50924 | Dec 23, 2004 | SR-CBOE-2004-67 | Cboe Exchange, Inc. (CBOE) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating To Split Price Priority See Also - Rel. No. 34-51148 |
34-50920 | Dec 22, 2004 | SR-CBOE-2004-81 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Board of Options Exchange, Incorporated Relating to Amending Rule 30.20 To Conform to the Requirements of Regulation SHO |
34-50915 | Dec 22, 2004 | SR-CBOE-2004-52 | Cboe Exchange, Inc. (CBOE) | Order Book See Also - Rel. No. 34-50673 |
34-50907 | Dec 22, 2004 | SR-CBOE-2004-04 | Cboe Exchange, Inc. (CBOE) | Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto To Amend the Exchange's Guaranteed Participation Rule Relating to Facilitation and Crossing Transactions See Also - Rel. No. 34-50655 |
34-50909 | Dec 22, 2004 | SR-CBOE-2004-85 | Cboe Exchange, Inc. (CBOE) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Incorporated Regarding Designated Primary Market-Makers' Handling of Non-Public Customer Orders See Also - Rel. No. 34-51173 |
34-50903 | Dec 21, 2004 | SR-CBOE-2004-84 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees |
34-50886 | Dec 20, 2004 | SR-CBOE-2002-03 | Cboe Exchange, Inc. (CBOE) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Incorporated Relating to Customer Portfolio and Cross-Margining Requirements View Received Comments See Also - Rel. No. 34-52032, Rel. Nos. 34-51614, 34-45630 |
34-50880 | Dec 17, 2004 | SR-CBOE-2004-83 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the Chicago Board Options Exchange, Inc. To Amend Its Obvious Error Rule |
34-50874 | Dec 16, 2004 | SR-CBOE-2004-66 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by Chicago Board Options Exchange, Incorporated Relating to Borrowing and Lending by Registered Persons |
34-50853 | Dec 14, 2004 | SR-CBOE-2004-50 | Cboe Exchange, Inc. (CBOE) | Order Granting Approval to a Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Inc. To Amend Its Rules Regarding Limitations on Designated Primary Market-Makers Putting Into Effect Stop and Stop-Limit Orders See Also - Rel. No. 34-50542 |