National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-55300 | Feb 15, 2007 | SR-NASDAQ-2007-002 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Trade the Shares of Certain Exchange-Traded Funds Based on Fixed Income Portfolios Pursuant to Unlisted Trading Privileges |
| 34-55284 | Feb 13, 2007 | SR-NASDAQ-2007-003 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Pricing for Nasdaq Members Using the Nasdaq Market Center |
| 34-55269 | Feb 9, 2007 | SR-NASDAQ-2006-050 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment No. 3 Thereto Adopting Generic Listing Standards for Exchange-Traded Funds Based on International or Global Indexes or Indexes Described in Exchange Rules Previously Approved by the Commission as Underlying Benchmarks for Derivative Securities |
| 34-55255 | Feb 8, 2007 | SR-NASDAQ-2006-060 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Establish NASDAQ Last Sale Data Feeds View Received Comments See Also - Rel. No. 34-57965 |
| 34-55061A | Jan 31, 2007 | SR-NASDAQ-2006-061 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the NASDAQ Stock Market LLC To Codify Sponsored Access Rule View Received Comments See Also - Rel. No. 34-55061 |
| 34-55202 | Jan 30, 2007 | SR-NASDAQ-2006-040 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing of Amendment No. 3 to the Proposed Rule Change, and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment Nos. 2 and 3 To Modify Certain Fees for Listing on The NASDAQ Stock Market and To Make Available Certain Products and Services View Received Comments See Also - Rel. No. 34-54752 |
| 34-55131 | Jan 19, 2007 | SR-NASDAQ-2006-066 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce Risk Management Service Fees |
| 34-55137 | Jan 19, 2007 | SR-NASDAQ-2006-068 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Pricing for Nasdaq Members Using the Nasdaq Market Center |
| 34-55130 | Jan 19, 2007 | SR-NASDAQ-2006-067 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing of Proposed Rule Change to Retroactively Reduce Fees for Nasdaq's Risk Management Service See Also - Rel. No. 34-55388 |
| 34-55135 | Jan 19, 2007 | SR-NASDAQ-2006-062 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees for TradeInfo as Modified by Amendments No. 1 and 2 |