National Securities Exchanges
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Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-55739 | May 10, 2007 | SR-NASDAQ-2007-049 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade Shares of the PowerShares DB G10 Currency Harvest Fund Pursuant to Unlisted Trading Privileges |
34-55740 | May 10, 2007 | SR-NASDAQ-2007-048 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade Claymore MACROshares Oil Up Tradeable Shares and Claymore MACROshares Oil Down Tradeable Shares Pursuant to Unlisted Trading Privileges |
34-55721 | May 7, 2007 | SR-NASDAQ-2007-047 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish an Opening and Closing Cross for Securities Listed on the NYSE, Amex, and Regional Exchanges |
34-55678 | Apr 27, 2007 | SR-NASDAQ-2007-044 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase the Nasdaq Trading Rights Fee |
34-55672 | Apr 26, 2007 | SR-NASDAQ-2007-029 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Require That Companies Submit Material News to Nasdaq Using Nasdaq's Electronic Disclosure System, Except in Emergency Situations See Also - Rel. No. 34-55856 |
34-55668 | Apr 25, 2007 | SR-NASDAQ-2007-030 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Extension of a Fee Pilot for National Quotation Data Service |
34-55667 | Apr 25, 2007 | SR-NASDAQ-2007-004 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Establish Rules Governing the Trading of Options on the NASDAQ Options Market View Received Comments See Also - Exhibit 5, Rel. No. 34-57478 |
34-55669 | Apr 25, 2007 | SR-NASDAQ-2006-065 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing of Proposed Rule Change and Amendments Nos. 1, 2, and 3 Thereto To Reestablish a Quotation and Trading System for Securities That Are Designated by The PORTAL Market as PORTAL Securities View Received Comments See Also - Rel. No. 34-56172 |
34-55652 | Apr 20, 2007 | SR-NASDAQ-2007-021 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule To Describe How a Failure To Comply With Nasdaq's Requirements Concerning Direct Registration Programs Is Treated |
34-55645 | Apr 19, 2007 | SR-NASDAQ-2007-040 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing of Proposed Rule Change Relating to the Waiver of Fees Upon Relisting of Companies Removed for Late Filings See Also - Rel. No. 34-55832 |