National Securities Exchanges
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Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-56068 | Jul 13, 2007 | SR-NASDAQ-2007-062 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Exclude Partial Trading Days From the Calculation of a Member's Average Daily Volume |
34-56044 | Jul 11, 2007 | SR-NASDAQ-2007-024 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Provide Additional Transparency To How Nasdaq Applies Its Public Interest Authority See Also - Rel. No. 34-56294 |
34-56028 | Jul 9, 2007 | SR-NASDAQ-2007-031 | The Nasdaq Stock Market LLC (NASDAQ) | Order Granting Approval of a Proposed Rule Change Relating to Three-Characters Ticker Symbols View Received Comments See Also - Rel. No. 34-55563 |
34-55979 | Jun 28, 2007 | SR-NASDAQ-2007-055 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the Nasdaq Market Center |
34-55937 | Jun 21, 2007 | SR-NASDAQ-2007-001 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing of Proposed Rule Change as Modified by Amendment No. 2 to Amend Nasdaq's "Clearly Erroneous" Rule View Received Comments See Also - Rel. No. 34-57826 |
34-55924 | Jun 19, 2007 | SR-NASDAQ-2007-050 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 To Modify the Minimum Shareholder Requirement for Initial Listing on the Nasdaq Global Select Market |
34-55892 | Jun 11, 2007 | SR-NASDAQ-2007-043 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto To Remove Provisions Governing the Operation of the ACES Service See Also - Rel. No. 34-56237 |
34-55870 | Jun 6, 2007 | SR-NASDAQ-2007-037 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing of Proposed Rule Change To Modify Order Audit Trail System Rules To Provide an Exemption From Transmission Requirements for Proprietary Orders and Amendment No. 1 Thereto View Received Comments See Also - Rel. No. 34-56096 |
34-55862 | Jun 5, 2007 | SR-NASDAQ-2007-053 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Trading Shares of the PowerShares DB Energy Fund, the PowerShares DB Oil Fund, the PowerShares DB Precious Metals Fund, the PowerShares DB Gold Fund, the PowerShares DB Silver Fund, the PowerShares DB Base Metals Fund, and the PowerShares DB Agriculture Fund Pursuant to Unlisted Trading Privileges |
34-55861 | Jun 5, 2007 | SR-NASDAQ-2007-054 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade the Shares of the iShares GSCI Commodity-Indexed Trust Pursuant to Unlisted Trading Privileges |