National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-65964 | Dec 15, 2011 | SR-EDGX-2011-28, SR-EDGA-2011-29 | EDGX Exchange (EDGX), EDGA Exchange (EDGA) | Order Approving Proposed Rule Changes, as Modified by Amendments No. 1, Relating to Amendments to EDGA and EDGX Rules Regarding the Registration and Obligations of Market Makers See Also - Rel. No. 34-65660, Rel. No. 34-65316, Rel. No. 34-65315 |
| 34-65903 | Dec 6, 2011 | SR-EDGX-2011-37 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of Proposed Rule To Amend EDGX Rule 11.9 See Also - Exhibit 5 |
| 34-65827 | Nov 23, 2011 | SR-EDGX-2011-35 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of Proposed Rule To Amend EDGX Rule 11.9 See Also - Exhibit 5 |
| 34-65823 | Nov 23, 2011 | SR-EDGX-2011-36 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.14 to Exclude from the Pilot Rule All Rights and Warrants See Also - Exhibit 5 |
| 34-65770 | Nov 17, 2011 | SR-Phlx-2011-129, SR-NYSEArca-2011-68, SR-NYSEAmex-2011-73, SR-NYSE-2011-48, SR-NSX-2011-11, SR-NASDAQ-2011-131, SR-ISE-2011-61, SR-FINRA-2011-054, SR-EDGX-2011-30, SR-EDGA-2011-31, SR-CHX-2011-30, SR-CBOE-2011-087, SR-C2-2011-024, SR-BYX-2011-025, SR-BX-2011-068, SR-BATS-2011-038 | NASDAQ OMX PHLX, Nasdaq PHLX LLC (Phlx), NYSE Arca (NYSEARCA), NYSE Amex (NYSEAmex), New York Stock Exchange LLC (NYSE), National Stock Exchange (NSX), The Nasdaq Stock Market LLC (NASDAQ), Nasdaq ISE, LLC (ISE), Financial Industry Regulatory Authority (FINRA), EDGX Exchange (EDGX), EDGA Exchange (EDGA), Chicago Stock Exchange, Inc. (CHX), Cboe Exchange, Inc. (CBOE), Cboe C2 Exchange, Inc. (C2), BATS Y-Exchange (BYX), Nasdaq BX, Inc. (BX), BATS Exchange (BATS) | Notice of Designation Of a Longer Period for Commission Action on Proposed Rules Relating to Trading Halts Due to Extraordinary Market Volatility View Received Comments See Also - Rel. No. 34-67090, Rel. No 34-66680, Rel. No. 34-66065, Rel. No. 34-65433, Rel. No. 34-65425, Rel. No. 34-65440, Rel. No. 34-65438, Rel. No. 34-65430, Rel. No. 34-65435, Rel. No. 34-65427, Rel. No. 34-65439, Rel. No. 34-65434, Rel. No. 34-65426, Rel. No. 34-65432, Rel. No. 34-65436, Rel. No. 34-65431, Rel. No. 34-65429, Rel. No. 34-65428, Rel. No. 34-65437 |
| 34-65683 | Nov 4, 2011 | SR-EDGX-2011-34 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule |
| 34-65660 | Oct 31, 2011 | SR-EDGX-2011-28, SR-EDGA-2011-29 | EDGX Exchange (EDGX), EDGA Exchange (EDGA) | Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Amendments to EDGA and EDGX Rules Regarding the Registration and Obligations of Market Makers See Also - Rel. No. 34-65316, Rel. No. 34-65964, Rel. No. 34-65315 |
| 34-65565 | Oct 14, 2011 | SR-EDGX-2011-33 | EDGX Exchange (EDGX) | Notice of Filing of Proposed Rule Change Relating to a Corporate Transaction in Which Its Indirect Parent, Deutsche Brse AG, Will Become a Wholly Owned Subsidiary of Alpha Beta Netherlands Holding N.V. See Also - Exhibit 5, Rel. No. 34-66171 |
| 34-65541 | Oct 12, 2011 | SR-EDGX-2011-31 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule See Also - Exhibit 5 |
| 34-65440 | Sep 28, 2011 | SR-EDGX-2011-30 | EDGX Exchange (EDGX) | Notice of Filing of Proposed Rule Change To Amend EDGX Rule 11.14 View Received Comments See Also - Rel. No. 34-66680, Rel. No. 34-66065, Rel. No. 34-65770 |