National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-99773 | Mar 19, 2024 | SR-NYSENAT-2024-10 | NYSE National, Inc. (NYSENAT) | Notice of Filing of Proposed Change to Amend Its Schedule of Fees and Rebates Comments Due: April 15, 2024 See Also - Exhibit 5 Submit a Comment on SR-NYSENAT-2024-10
|
34-99761 | Mar 18, 2024 | SR-NYSENAT-2024-08 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31 Comments Due: April 12, 2024 See Also - Exhibit 5 |
34-99715 | Mar 12, 2024 | SR-NYSENAT-2024-06 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish the NYSE National Aggregated Lite Market Data Feed Comments Due: April 8, 2024 |
34-99685 | Mar 6, 2024 | SR-NYSENAT-2024-05 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Rule 7.31 Comments Due: April 2, 2024 See Also - Exhibit 5 |
34-99642 | Feb 29, 2024 | SR-NYSENAT-2024-04 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31(a)(2)(B) Comments Due: March 27, 2024 See Also - Exhibit 5 |
34-99634 | Feb 29, 2024 | SR-NYSENAT-2024-03 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.19 Comments Due: March 27, 2024 See Also - Exhibit 5 |
34-99519 | Feb 12, 2024 | SR-NYSENAT-2024-02 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: March 8, 2024 See Also - Exhibit 5 |
34-99368 | Jan 17, 2024 | SR-NYSENAT-2024-01 | NYSE National, Inc. (NYSENAT) | Notice of Filing of Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings to Determine Whe Comments Due: March 5, 2024 Rebuttal Comments Due: March 19, 2024 View Received Comments See Also - Exhibit 5 |
34-99339 | Jan 12, 2024 | SR-NYSENAT-2023-30 | NYSE National, Inc. (NYSENAT) | Notice of Filing of Proposed Change to Amend its Schedule of Fees and Rebates Comments Due: February 8, 2024 See Also - Exhibit 5 |
34-99168 | Dec 14, 2023 | SR-NYSENAT-2023-29 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: January 10, 2024 See Also - Exhibit 5 |