National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-76457 | Nov 17, 2015 | SR-BYX-2015-46 | BATS Y-Exchange (BYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.13, Order Execution and Routing See Also - Exhibit 5 |
| 34-76418 | Nov 10, 2015 | SR-BYX-2015-47 | BATS Y-Exchange (BYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees See Also - Exhibit 5 |
| 34-76207 | Oct 21, 2015 | SR-BYX-2015-45 | BATS Y-Exchange (BYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.24, Retail Price Improvement Program See Also - Exhibit 5 |
| 34-76206 | Oct 21, 2015 | SR-BYX-2015-38 | BATS Y-Exchange (BYX) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rules 1.5(r) and 11.1 and Adopt New Rule 11.1(a)(1) See Also - Rel. No. 34-75831 |
| 34-76163 | Oct 15, 2015 | SR-BYX-2015-44 | BATS Y-Exchange (BYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Rule 2.4, Mandatory Participation in Testing of Backup Systems See Also - Exhibit 5 |
| 34-76156 | Oct 15, 2015 | SR-BYX-2015-43 | BATS Y-Exchange (BYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 3.22, Concerning Gifts and Gratuities in Relation to the Business of the Employer of the Recipient, and Renaming the Rule "Influencing or Rewarding Employees of Others" See Also - Exhibit 5 |
| 34-76095 | Oct 7, 2015 | SR-BYX-2015-41 | BATS Y-Exchange (BYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 3.13 (Payment Designed To Influence Market Prices, Other than Paid Advertising) |
| 34-76053 | Sep 30, 2015 | SR-BYX-2015-42 | BATS Y-Exchange (BYX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Rule 2.13, Fidelity Bonds |
| 34-76016 | Sep 29, 2015 | SR-BYX-2015-40 | BATS Y-Exchange (BYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Restructure and Amend Rule 11.17, Clearly Erroneous Executions |
| 34-75831 | Sep 3, 2015 | SR-BYX-2015-38 | BATS Y-Exchange (BYX) | Notice of Filing of Proposed Rule Change To Amend Rules 1.5(r) and 11.1 and Adopt New Rule 11.1(a)(1) See Also - Exhibit 5 |