National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-79664 | Dec 22, 2016 | SR-ISEGemini-2016-16 | ISE Gemini (ISEGemini) | Notice of Filing of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Permit Nasdaq Execution Services, LLC To Become an Affiliated Member of the Exchange To Perform Certain Routing and Other Functions See Also - Exhibit 5 |
| 34-79644 | Dec 21, 2016 | SR-ISEGemini-2016-22 | ISE Gemini (ISEGemini) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adjust Qualifying Tier Thresholds and Fees and Rebates See Also - Exhibit 5 |
| 34-79626 | Dec 20, 2016 | SR-ISEGemini-2016-24 | ISE Gemini (ISEGemini) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rules in Connection With Business Continuity and Disaster Recovery Plans Testing Requirements See Also - Exhibit 5 |
| 34-79562 | Dec 15, 2016 | SR-ISEGemini-2016-20 | ISE Gemini (ISEGemini) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove Direct Debit for Market Data Products See Also - Exhibit 5 |
| 34-79541 | Dec 13, 2016 | SR-ISEGemini-2016-23 | ISE Gemini (ISEGemini) | Notice of Filing of Proposed Rule Change To Amend ISE Gemini Rule 723 and To Make Pilot Program Permanent See Also - Exhibit 3, Exhibit 5, Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Rules to Extend a Pilot Program |
| 34-79353 | Nov 18, 2016 | SR-ISEGemini-2016-14 | ISE Gemini (ISEGemini) | Notice of Filing of Proposed Rule Change To Reduce the Response Times in the Block Mechanism, Facilitation Mechanism, Solicited Order Mechanism and Price Improvement Mechanism See Also - Exhibit 5, Rel. No. 34-79735 |
| 34-79357 | Nov 18, 2016 | SR-SCCP-2016-01, SR-PHLX-2016-93, SR-NASDAQ-2016-127, SR-ISEMercury-2016-16, SR-ISEGemini-2016-10, SR-ISE-2016-22, SR-BX-2016-051, SR-BSECC-2016-001 | Stock Clearing Corporation of Philadelphia, Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX, The Nasdaq Stock Market LLC (NASDAQ), ISE Mercury (ISEMercury), ISE Gemini (ISEGemini), Nasdaq ISE, LLC (ISE), Nasdaq BX, Inc. (BX), Boston Stock Exchange Clearing Corporation | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of the Proposed Rule Change, as Modified by Amendment No. 1, Amending Bylaws of Nasdaq, Inc. To Implement Proxy Access View Received Comments See Also - Rel. No. 34-78985, Rel. No. 34-78979, Rel. No. 34-78986, Rel. No. 34-78978, Rel. No. 34-78980, Rel. No. 34-78981, Rel. No. 34-78982, Rel. No. 34-78984 |
| 34-79253 | Nov 7, 2016 | SR-ISEGemini-2016-13 | ISE Gemini (ISEGemini) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make a Number of Non-Controversial and Technical Changes See Also - Exhibit 5 |
| 34-79060 | Oct 6, 2016 | SR-ISEGemini-2016-11 | ISE Gemini (ISEGemini) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to a Proposal To Amend a Current Billing Practice With Respect to Billing Disputes See Also - Exhibit 5 |
| 34-79013 | Sep 30, 2016 | SR-ISEGemini-2016-12 | ISE Gemini (ISEGemini) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Rule 209 See Also - Exhibit 5 |