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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-97936 | Jul 18, 2023 | SR-GEMX-2023-08 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 3, Section 15 (Risk Protections) to Adopt an Active Quote Protection Comments Due: August 14, 2023 See Also - Exhibit 5 Submit a Comment on SR-GEMX-2023-08
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| 34-97521 | May 17, 2023 | SR-GEMX-2023-07 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 3 Comments Due: June 13, 2023 See Also - Exhibit 5 |
| 34-97360 | Apr 24, 2023 | SR-GEMX-2023-05 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend GEMX's Pricing Schedule at Options 7 Comments Due: May 19, 2023 See Also - Exhibit 5 |
| 34-97126 | Mar 13, 2023 | SR-GEMX-2023-04 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Implementation of Certain Trading Functionality Comments Due: 21 days after publication in the Federal Register |
| 34-96918 | Feb 14, 2023 | SR-GEMX-2023-03 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend GEMX Pricing Schedule at Options 7, Section 3 To Add a New Priority Customer Maker Rebate Comments Due: March 14, 2023 See Also - Exhibit 5 |
| 34-96817 | Feb 6, 2023 | SR-GEMX-2023-02 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules in Connection with the Technology Migration to Enhanced Nasdaq Functionality Comments Due: March 3, 2023 See Also - Exhibit 5 |
| 34-96783 | Feb 1, 2023 | SR-GEMX-2023-01 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISO Functionality Comments Due: February 28, 2023 See Also - Exhibit 5 |
| 34-96598 | Jan 3, 2023 | SR-GEMX-2022-14 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce GEMX's Options Regulatory Fee Comments Due: January 30, 2023 See Also - Exhibit 5 |
| 34-96519 | Dec 16, 2022 | SR-GEMX-2022-13 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain Functionality in Connection With a Technology Migration Comments Due: January 12, 2023 See Also - Exhibit 5 |
| 34-96481 | Dec 13, 2022 | SR-GEMX-2022-12 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees Comments Due: January 9, 2023 See Also - Exhibit 5 |