National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-99333 | Jan 11, 2024 | SR-MEMX-2023-29 | MEMX LLC (MEMX) | Notice of Withdrawal of a Proposed Rule Change to Amend the Exchange’s Fee Schedule to Adopt Connectivity and Application Session Fees for MEMX Options Submit a Comment on SR-MEMX-2023-29
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| 34-99275 | Jan 4, 2024 | SR-MEMX-2023-39 | MEMX LLC (MEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Fee Schedule to Adopt Connectivity and Application Session Fees for MEMX Options See Also - Exhibit 5 |
| 34-99266 | Jan 3, 2024 | SR-MEMX-2023-41 | MEMX LLC (MEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule to Remove Expired Rebate Tier Criterion Comments Due: January 30, 2024 See Also - Exhibit 5 |
| 34-99265 | Jan 2, 2024 | SR-MEMX-2023-40 | MEMX LLC (MEMX) | Notice of Withdrawal of Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail |
| 34-99261 | Jan 2, 2024 | SR-MEMX-2023-42 | MEMX LLC (MEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule to Extend the Membership Fee Waiver Comments Due: January 29, 2024 See Also - Exhibit 5 |
| 34-99259 | Jan 2, 2024 | SR-MEMX-2023-38 | MEMX LLC (MEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule to Establish an Options Regulatory Fee (“ORF”) Comments Due: January 29, 2024 See Also - Exhibit 5 |
| 34-99257 | Dec 29, 2023 | SR-MEMX-2023-40 | MEMX LLC (MEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail Comments Due: January 29, 2024 See Also - Exhibit 5 |
| 34-99252 | Dec 28, 2023 | SR-MEMX-2023-37 | MEMX LLC (MEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Rules to Accommodate the Listing of Options Series that Would Expire at the Close of Business on the Last Business Day of a Calendar Month (“Monthly Options Ser Comments Due: January 25, 2024 See Also - Exhibit 5 |
| 34-99211 | Dec 20, 2023 | SR-MEMX-2023-35 | MEMX LLC (MEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Short Term Option Series Program Comments Due: January 17, 2024 See Also - Exhibit 5 |
| 34-99112 | Dec 7, 2023 | SR-MEMX-2023-31 | MEMX LLC (MEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule to Adopt a Temporary Options Regulatory Fee Comments Due: January 3, 2024 See Also - Exhibit 5 |