National Securities Exchanges
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-94709 | Apr 13, 2022 | SR-LTSE-2022-03 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt on a Permanent Basis the Pilot Rules for Market-Wide Circuit Breakers in Rule 11.280 Comments Due: May 10, 2022 See Also - Exhibit 5 Submit a Comment on SR-LTSE-2022-03
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| 34-94515 | Mar 24, 2022 | SR-LTSE-2022-02 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Continuing Education Requirements Comments Due: April 20, 2022 |
| 34-94465 | Mar 18, 2022 | SR-LTSE-2021-08 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Modify and Expand the Package of Products and Services Provided to Companies and Clarify Existing Practice Under Rule 14.602 Comments Due: April 14, 2022 |
| 34-94403 | Mar 11, 2022 | SR-LTSE-2022-01 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Date of the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.280 Comments Due: April 7, 2022 See Also - Exhibit 5 |
| 34-94140 | Feb 3, 2022 | SR-LTSE-2021-08 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Modify and Expand the Package of Products and Services Provided to Companies and Clarify Existing Practice Under Rule 14.602 Comments Due: January 11, 2022 |
| 34-93787 | Dec 15, 2021 | SR-LTSE-2021-08 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing of a Proposed Rule Change To Modify and Expand the Package of Products and Services Provided to Companies and Clarify Existing Practice Under Rule 14.602 Comments Due: January 11, 2022 See Also - Exhibit 5 |
| 34-93702 | Dec 1, 2021 | SR-LTSE-2021-07 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Juneteenth National Independence Day a Holiday of the Exchange in Rule 11.110 (Hours of Trading and Trading Days) Comments Due: December 28, 2021 See Also - Exhibit 5 |
| 34-93376 | Oct 18, 2021 | SR-LTSE-2021-06 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Date of the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.280 Comments Due: November 12, 2021 See Also - Exhibit 5 |
| 34-92847 | Sep 1, 2021 | SR-LTSE-2021-05 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate LTSE Rule 11.420 (Order Audit Trail System ("OATS") Requirements) Comments Due: September 29, 2021 See Also - Exhibit 5 |
| 34-92752 | Aug 25, 2021 | SR-LTSE-2021-04 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Director "Business Relationships" Provision and Definition of "Family Member" for Purposes of LTSE Rule 14.405(a)(2) and Supplementary Material .01 (Definition of Independence) Comments Due: September 21, 2021 See Also - Exhibit 5 |