National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-92847 | Sep 1, 2021 | SR-LTSE-2021-05 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate LTSE Rule 11.420 (Order Audit Trail System ("OATS") Requirements) Comments Due: September 29, 2021 See Also - Exhibit 5 Submit a Comment on SR-LTSE-2021-05
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| 34-92752 | Aug 25, 2021 | SR-LTSE-2021-04 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Director "Business Relationships" Provision and Definition of "Family Member" for Purposes of LTSE Rule 14.405(a)(2) and Supplementary Material .01 (Definition of Independence) Comments Due: September 21, 2021 See Also - Exhibit 5 |
| 34-92055 | May 27, 2021 | SR-LTSE-2021-03 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Temporary Reduction in the Initial Listing Fee Comments Due: June 24, 2021 See Also - Exhibit 5 |
| 34-91287 | Mar 10, 2021 | SR-LTSE-2021-01 | Long-Term Stock Exchange, Inc. (LTSE) | Order Approving Proposed Rule Change To Amend LTSE Rule 14.501 To Specify the Process for Enforcing Compliance With LTSE Rule 14.425 for Listed Companies Comments Due: February 25, 2021 |
| 34-91054 | Feb 3, 2021 | SR-LTSE-2020-22 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Rule 14.602 Related to Promotional Services and Listing Ceremonies for Listed Companies Comments Due: March 2, 2021 View Received Comments |
| 34-91019 | Jan 29, 2021 | SR-LTSE-2021-01 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing of a Proposed Rule Change To Amend LTSE Rule 14.501 To Specify the Process for Enforcing Compliance With LTSE Rule 14.425 for Listed Companies Comments Due: February 25, 2021 See Also - Exhibit 5 |
| 34-90809 | Dec 28, 2020 | SR-LTSE-2020-24 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Rule Series 11.600 See Also - Exhibit 5 |
| 34-90777 | Dec 22, 2020 | SR-LTSE-2020-23 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.380 To Expand the Exchange's Optional Risk Controls Mechanism To Include a Net Notional Exposure Risk Check in Addition to the Gross Notional Exposure Risk Check See Also - Exhibit 5 |
| 34-90731 | Dec 18, 2020 | SR-LTSE-2020-22 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing of a Proposed Rule Change To Adopt Rules Related to Promotional Services and Listing Ceremonies for Listed Companies View Received Comments See Also - Exhibit 5 |
| 34-90125 | Oct 8, 2020 | SR-LTSE-2020-18 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Date of the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.280 See Also - Exhibit 5 |