National Securities Exchanges
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-99989 | Apr 18, 2024 | SR-IEX-2024-06 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Fee Schedule Concerning Transaction Fees for Tape B Securities Comments Due: May 15, 2024 See Also - Exhibit 5 Submit a Comment on SR-IEX-2024-06
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| 34-99757 | Mar 18, 2024 | SR-IEX-2024-05 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IEX Rule 6.210 (Ex-Dividend or Ex-Right Dates) Comments Due: April 12, 2024 See Also - Exhibit 5 |
| 34-99471 | Feb 5, 2024 | SR-IEX-2024-04 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Pursuant to IEX Rule 15.110 to Amend IEX's Fee Schedule Comments Due: by March 5, 2024. Rebuttal comments should be submitted by March 19, 2024. See Also - Exhibit 5 |
| 34-99411 | Jan 22, 2024 | SR-IEX-2024-03 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify Two Aspects of its Recent Post Only Filing and to Correct One Nonsubstantive Typographical Error Introduced in the Post Only Filing Comments Due: February 16, 2024 See Also - Exhibit 5 |
| 34-99383 | Jan 17, 2024 | SR-IEX-2024-02 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Temporary Remote Inspection Relief to IEX Members to Include Calendar Year 2024 Inspection Obligations Through the Earlier of the Effective Date of the Recently Approved F Comments Due: February 13, 2024 |
| 34-99379 | Jan 17, 2024 | SR-IEX-2024-01 | Investors Exchange LLC (IEX) | Notice of Filing of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings to Determine W Comments Due: by March 5, 2024. Rebuttal Comments should be submitted by March 19, 2024. View Received Comments See Also - Exhibit 5 |
| 34-99274 | Jan 4, 2024 | SR-IEX-2023-14 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Correct Six Typographical Citation and Cross-Reference Errors in the IEX Rule Book Comments Due: January 30, 2024 See Also - Exhibit 5 |
| 34-98994 | Nov 20, 2023 | SR-IEX-2023-12 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Pursuant to IEX Rule 15.110 to Amend IEX's Fee Schedule Comments Due: December 18, 2023 See Also - Exhibit 5 |
| 34-98988 | Nov 20, 2023 | SR-IEX-2023-13 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Introduce a New Post Only Order Parameter Instruction Comments Due: December 18, 2023 See Also - Exhibit 5 |
| 34-98645 | Sep 29, 2023 | SR-IEX-2023-11 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Implementation Date of Its New Fixed Midpoint Peg Order Type Comments Due: October 25, 2023 |