National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-99655 | Mar 1, 2024 | SR-CBOE-2024-006 | Cboe Exchange, Inc. (CBOE) | Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Options That Overlie a Reduced Value of the MSCI World Index, the Full Value of the MSCI ACWI Index, and a Reduced Value of the MSCI USA Index Submit a Comment on SR-CBOE-2024-006
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| 34-99620 | Feb 28, 2024 | SR-CBOE-2024-008 | Cboe Exchange, Inc. (CBOE) | Notice of Filing of a Proposed Rule Change to Adopt a new Rule Regarding Order and Execution Management Systems ("OEMS") Comments Due: March 26, 2024 View Received Comments See Also - Exhibit 5 |
| 34-99481 | Feb 6, 2024 | SR-CBOE-2023-038 | Cboe Exchange, Inc. (CBOE) | Notice of Withdrawal of a Proposed Rule Change to Amend its Fee Schedule Relating to the Options Regulatory Fee |
| 34-99417 | Jan 23, 2024 | SR-CBOE-2023-063 | Cboe Exchange, Inc. (CBOE) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Exchange's Rules Relating to Position and Exercise Limits |
| 34-99416 | Jan 23, 2024 | SR-CBOE-2024-006 | Cboe Exchange, Inc. (CBOE) | Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto to List and Trade Options that Overlie a Reduced Value of the MSCI World Index, the Full Value of the MSCI ACWI Index, and a Reduced Value of the MSCI USA Index See Also - Exhibit 5 |
| 34-99395 | Jan 19, 2024 | SR-CBOE-2024-005 | Cboe Exchange, Inc. (CBOE) | Notice of Filing of a Proposed Rule Change to Permit Cboe to List and Trade Options on ETPs that Hold Bitcoin Comments Due: February 15, 2024 View Received Comments See Also - Exhibit 5 |
| 34-99385 | Jan 18, 2024 | SR-CBOE-2024-004 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.34 Comments Due: February 14, 2024 |
| 34-99364 | Jan 17, 2024 | SR-CBOE-2024-003 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Institutin Comments Due: March 5, 2024. Rebuttal comments should be submitted by March 19, 2024. View Received Comments See Also - Exhibit 5 |
| 34-99326 | Jan 11, 2024 | SR-CBOE-2024-002 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Related to Certain Data Fees Comments Due: February 8, 2024 See Also - Exhibit 5 |
| 34-99301 | Jan 9, 2024 | SR-CBOE-2024-001 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Comments Due: February 6, 2024 See Also - Exhibit 5 |