National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-100306 | Jun 10, 2024 | SR-CboeBZX-2024-050 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the ARK 21Shares Ethereum ETF to Amend the Trust Name and Reflect that the Trust will no Longer Have a Sub-Adviser Comments Due: July 5, 2024 Submit a Comment on SR-CboeBZX-2024-050
|
| 34-100308 | Jun 10, 2024 | SR-CboeBZX-2024-043 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Interpretation and Policy .03 to Rule 11.13 to Provide an Additional, Optional Risk Setting to Members and Clearing Members Comments Due: July 5, 2024 See Also - Exhibit 5 |
| 34-100289 | Jun 6, 2024 | SR-CboeBZX-2023-101 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Pando Asset Spot Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based T |
| 34-100248 | May 30, 2024 | SR-CboeBZX-2024-026 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Permit the Generic Listing and Trading of Multi-Class ETF Shares View Received Comments |
| 34-100245 | May 29, 2024 | SR-CboeBZX-2024-040 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Franklin Bitcoin ETF Comments Due: June 25, 2024 |
| 34-100224 | May 23, 2024 | SR-NYSEARCA-2023-70, SR-NYSEARCA-2024-31, SR-NASDAQ-2023-045, SR-CboeBZX-2023-069, SR-CboeBZX-2023-070, SR-CboeBZX-2023-087, SR-CboeBZX-2023-095, SR-CboeBZX-2024-018 | NYSE Arca (NYSEARCA), The Nasdaq Stock Market LLC (NASDAQ), Cboe BZX Exchange, Inc. (CboeBZX) | Order Granting Accelerated Approval of Proposed Rule Changes, as Modified by Amendments Thereto, to List and Trade Shares of Ether-Based Exchange-Traded Products Comments Due: June 20, 2024 |
| 34-100219 | May 22, 2024 | SR-CboeBZX-2023-087 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing of Amendment No. 1 to a Proposed Rule Change to List and Trade Shares of the Invesco Galaxy Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: 21 days after date of publication in the Federal Register. View Received Comments |
| 34-100218 | May 22, 2024 | SR-CboeBZX-2024-018 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing of Amendment No. 1 to a Proposed Rule Change Relating to List and Trade Shares of the Franklin Ethereum ETF, a Series of the Franklin Ethereum Trust, Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: June 24, 2024 |
| 34-100216 | May 22, 2024 | SR-CboeBZX-2023-070 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing of Amendment No. 2 to a Proposed Rule Change to List and Trade Shares of the ARK 21Shares Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: 21 days after publication in the Federal Register. View Received Comments |
| 34-100215 | May 22, 2024 | SR-CboeBZX-2023-095 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing of Amendment No. 2 to a Proposed Rule Change to List and Trade Shares of the Fidelity Ethereum Fund Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: June 24, 2024 |