National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-99819 | Mar 21, 2024 | SR-CboeBYX-2024-004 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Definition of Retail Order, and Codify Interpretations and Policies Regarding Permissible Uses of Algorithms by RMOs Comments Due: 21 days after date of publication in the Federal Register. Rubuttal Comments should be submitted 35 days after date of publication in the Federal Register. Submit a Comment on SR-CboeBYX-2024-004
|
| 34-99722 | Mar 12, 2024 | SR-CboeBYX-2024-007 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Comments Due: April 8, 2024 See Also - Exhibit 5 |
| 34-99697 | Mar 8, 2024 | SR-CboeBYX-2024-003 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing of a Proposed Rule Change to Amend Rule 11.9(c)(6) and Rule 11.13(a)(4)(D) to Permit the Use of BYX Post Only Orders at Prices Below $1.00 Comments Due: 21 days after date of publication in the Federal Register. Rebuttal comments should be submitted 35 days after date of publication in the Federal Register. |
| 34-99610 | Feb 27, 2024 | SR-CboeBYX-2023-020 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Modify Rule 11.24 To Introduce an Enhanced RPI Order and Expand Its Retail Price Improvement Program To Include Securities Priced Below $1.00 View Received Comments |
| 34-99550 | Feb 16, 2024 | SR-CboeBYX-2024-006 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: March 15, 2024 See Also - Exhibit 5 |
| 34-99508 | Feb 9, 2024 | SR-CboeBYX-2024-005 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Regarding Periodic Auctions Comments Due: March 7, 2024 See Also - Exhibit 5 |
| 34-99489 | Feb 7, 2024 | SR-CboeBYX-2024-004 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing of a Proposed Rule Change to Amend the Definition of Retail Order, and Codify Interpretations and Policies Regarding Permissible Uses of Algorithms by RMOs Comments Due: March 5, 2024 See Also - Exhibit 5 |
| 34-99413 | Jan 23, 2024 | SR-CboeBYX-2024-003 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing of a Proposed Rule Change to Amend Rule 11.9(c)(6) and Rule 11.13(a)(4)(D) to Permit the Use of BYX Post Only Orders at Prices Below $1.00 Comments Due: February 20, 2024 See Also - Exhibit 5 |
| 34-99371 | Jan 17, 2024 | SR-CboeBYX-2024-002 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Comments Due: March 5, 2024. Rebuttal comments should be submitted by March 19, 2024. View Received Comments See Also - Exhibit 5 |
| 34-99320 | Jan 11, 2024 | CboeBYX-2024-001 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Modify Historical Depth Data Fees Comments Due: February 8, 2024 See Also - Exhibit 5 |