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Release Number SEC Issue Date File Number SRO Organization Details
34-49605 Apr 22, 2004 SR-Phlx-2004-22 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Notice of Filing of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. Relating to Susquehanna Indices, LLP Disclaimer
See Also - Rel. No. 34-49807
34-49587 Apr 21, 2004 SR-Phlx-2003-54 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Notice of Filing of Proposed Rule Change and Amendment No. 1 by the Philadelphia Stock Exchange, Inc. To Amend Rules Relating to the Minimum Net Capital for Specialists in Index Fund Shares
34-49523 Apr 2, 2004 SR-Phlx-2003-71 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Order Granting Approval to Proposed Rule Change Relating to Participation Guarantees for Floor Brokers Representing Crossing and Facilitation Orders in Index Options
34-49514 Apr 1, 2004 SR-Phlx-2004-03 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 by the Philadelphia Stock Exchange, Inc. Relating to the Rescission of Exchange Rule 713
34-49467 Mar 24, 2004 SR-Phlx-2004-17 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by the Philadelphia Stock Exchange, Inc. Relating to Equity and Index Option Fees
34-49459 Mar 23, 2004 SR-Phlx-2004-21 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. Relating to the Extension of a Pilot Program Regarding the Book Sweep Function of the Exchange's Automated Options Market System
34-49457 Mar 23, 2004 SR-Phlx-2004-20 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. Relating to an Extension of Interpretation of PACE Guarantees in Securities Subject to ITS Plan Exemption
34-49456 Mar 22, 2004 SR-Phlx-2004-19 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 by the Philadelphia Stock Exchange, Inc. Relating to the Execution of Market and Marketable Limit Orders in Certain Trust Shares and Trust Issued Receipts During a Locked Market
34-49435 Mar 17, 2004 SR-Phlx-2003-68 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the Philadelphia Stock Exchange, Inc. Relating to Options Transactions Resulting From Obvious Errors
See Also - Rel. No. 34-49785
34-49098 Jan 16, 2004 SR-Phlx-2003-73 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Order Granting Accelerated Approval of Amendment No. 3 Thereto Relating to the Demutualization of the Philadelphia Stock Exchange, Inc.
View Received Comments
See Also - Rel. No. 34-48847
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