National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-91710 | Apr 29, 2021 | SR-PEARL-2021-18 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Interpretation and Policy .13 (Temporary Extension of the Limited Period for Registered Persons To Function as Principals) to Exchange Rule 3100, Registration Requirements, To Extend The Expiration Date of The Temporary Amendment Set Forth in SR-PEARL-2020-36 from April 30, 2021 to June 30, 2021 Comments Due: May 26, 2021 See Also - Exhibit 5 Submit a Comment on SR-PEARL-2021-18
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| 34-91668 | Apr 23, 2021 | SR-PEARL-2021-21 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the Invesco QQQ TrustSM Comments Due: May 20, 2021 See Also - Exhibit 5 |
| 34-91605 | Apr 16, 2021 | SR-PEARL-2021-16 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Fee Schedule Comments Due: May 13, 2021 See Also - Exhibit 5 |
| 34-91537 | Apr 12, 2021 | SR-PEARL-2021-08 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Rebranding of the Exchange Comments Due: May 7, 2021 See Also - Exhibit 5 |
| 34-91519 | Apr 8, 2021 | SR-PEARL-2021-13 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 404A, Select Provisions of Options Listing Procedures Plan Comments Due: May 5, 2021 See Also - Exhibit 5 |
| 34-91497 | Apr 7, 2021 | SR-PEARL-2021-15 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule Comments Due: May 4, 2021 See Also - Exhibit 5 |
| 34-91496 | Apr 7, 2021 | SR-PEARL-2021-10 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend the MIAX Pearl Fee Schedule Comments Due: May 4, 2021 See Also - Exhibit 5 |
| 34-91425 | Mar 26, 2021 | SR-PEARL-2021-09 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 2614, Orders and Order Instructions, To Adopt and Make Available the Reserve Quantity Instruction for Orders on the MIAX PEARL Equities Platform Comments Due: April 22, 2021 See Also - Exhibit 5 |
| 34-91323 | Mar 15, 2021 | SR-PEARL-2021-07 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a Minimum Execution Quantity Instruction for Orders Comments Due: April 9, 2021 See Also - Exhibit 5 |
| 34-91303 | Mar 11, 2021 | SR-PEARL-2021-04 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 2300, Supervision, and Exchange Rule 2301, Supervisory Control System Comments Due: April 7, 2021 |